Alexandria, VA North Union Street Office
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Advisory Services Network
Multi-team
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About
Advisory Services Network provides investment advisory and planning services to individuals and families (including trusts, estates, and retirement accounts), as well as corporations and employer‑sponsored retirement plans, through a network of independent investment adviser representatives (IARs) who may operate under the ASN name or other branded business names. Services include discretionary and non‑discretionary portfolio management, financial planning, investment consulting, third‑party manager selection, wrap fee programs, and retirement plan consulting.
IARs develop strategies based on clients’ stated objectives and risk tolerances, employing asset allocation, periodic rebalancing, and a mix of securities such as stocks, bonds, mutual funds, ETFs, options, and alternative investments; they may also allocate client assets to unaffiliated third‑party managers and monitor those managers’ holdings and performance. The firm offers flexible engagement types—standalone planning or consulting, subscription‑based advice, and both discretionary and non‑discretionary management—and relies on custodians for account valuation and fee billing.
Noteworthy aspects of the firm include its large platform model (more than two hundred IARs and over $10 billion in discretionary assets) in which IARs may be dually registered with broker‑dealers or licensed to sell insurance, potentially receiving transaction‑based or commission compensation in addition to advisory fees, and where ASN may share compensation arrangements with third‑party asset managers. ASN also typically charges management fees in advance and has an affiliated compliance consulting business, both of which are disclosed as potential conflicts of interest.
Based on Advisory Services Network
Expertise
Based on Advisory Services Network
Location
201 North Union Street, Suite 110, Office 111
Alexandria VA 22314
Advisors at this office
3
Advisors at this office
Michael D
CFP®, Series 66
Alexandria, VA
Advisory Services Network
Michael Duprey is a CFP® professional with 25 years of industry experience, currently serving at Advisory Services Network since 2024. He previously worked at Ategra Capital Management for seven years and 1st Portfolio Wealth Advisors for five years. Duprey is also the owner of DSP Financial Group, a service company managing business income and expenses. Advisory Services Network supports a large network of independent investment adviser representatives, providing a range of advisory and planning services to individuals, families, corporations, and retirement plans. The firm offers both discretionary and non-discretionary portfolio management, financial planning, and investment consulting using diverse securities and third-party managers.
Maxwell S
Series 65
Alexandria, VA
Advisory Services Network
Maxwell Schoeneborn is a financial advisor with Advisory Services Network and holds a Series 65 designation. He has one year of industry experience and has worked at firms including DSP Wealth Strategies and Florida Financial Advisors. Outside of finance, he is the owner of MFS Wealth Management LLC, a service company supporting his independent contracting work with DSP Wealth Strategies. Advisory Services Network provides investment advisory and planning services to individuals, families, corporations, and retirement plans through a large network of independent advisers. The firm offers a variety of portfolio management and financial planning services with flexible engagement options tailored to client objectives.
Thurston S
Series 66
Alexandria, VA
Advisory Services Network
Thurston Spaulding Jr. is a financial advisor with Advisory Services Network and holds a Series 66 credential. He has 22 years of industry experience, including prior roles at Ategra Capital Management, Capital Fiduciary Advisors, and other firms. He is also the owner and managing principal of The Spaulding Financial Company, LLC, where he oversees commercial office leasing operations. Additionally, he serves as general treasurer and finance committee member at Saint John's Episcopal Church. Advisory Services Network serves individuals, families, corporations, charitable organizations, and employer retirement plans through a network of approximately 208 independent advisors. The firm offers portfolio management, financial planning, investment consulting, and retirement-plan services with a range of investment approaches tailored to client objectives.
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