Aegis Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$3,342,160
Clients
5
Advisors
2
of 3 employees
About
Aegis Asset Management provides discretionary investment management to individuals (including high-net-worth clients), pension and profit-sharing plans, and corporations. It offers managed accounts structured as "AegiSelect" (mutual fund–focused) or "Aegis Regular" (individual stock–focused) programs and typically charges fees as a percentage of assets under management.
The firm constructs portfolios using a combination of fundamental, technical and cyclical analysis across stocks, bonds, mutual funds and ETFs, and may employ strategies ranging from long-term buy-and-hold to short-term trading, margin, options or short sales where appropriate. Investment recommendations and portfolio management are tailored to client-specific factors such as risk tolerance, tax status, liquidity needs and other preferences, and most accounts are managed on a discretionary basis.
Aegis is notable for business affiliations that are uncommon among peers: the firm’s ownership is tied to a law practice that provides pension consulting and administration services and to real estate brokerage, construction and development entities, and the firm discloses and documents overlapping client relationships with those affiliates. The brochure also discloses a prior regulatory action — a state advisory certificate revocation in 2016 for failure to pay renewal fees followed by reinstatement — a disclosure event prospective clients are encouraged to review.
Client services
Expertise
Fee options
$0 - $250,000: 3.00% $250,001 - $500,000: 2.75% $500,001 - $1,000,000: 2.50% $1,000,001 - $3,000,000: 2.25% $3,000,001+: 2.00%
Account minimum: $250,000 (may be waived at discretion)
Main office
2331 West Lincoln Avenue
Anaheim CA 92801
Advisors at this office
2
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Forms ADV
Advisors at this firm
Kenneth C
CFA®, Series 63
Anaheim, CA
Aegis Asset Management, Inc.
Kenneth Catanzarite is the president and chief investment strategist of Aegis Asset Management, Inc. with 14 years of industry experience. He has been involved in multiple business ventures, including serving as president and controlling shareholder of Catanzarite Law Corporation, a firm providing legal services primarily in business litigation and pension consulting. He also leads various real estate and construction companies that manage personal and family business activities. Aegis Asset Management provides discretionary investment management to individuals, pension and profit-sharing plans, and corporations, offering portfolios that combine fundamental, technical, and cyclical analysis across multiple asset classes tailored to client-specific factors.
David P
CFA®, Series 65
Anaheim, CA
Aegis Asset Management, Inc.
David Piller is a CFA® charterholder and holds a Series 65 license with 26 years of industry experience. He has been with Aegis Asset Management, Inc. in Anaheim, CA since 2009. Outside of his advisory role, he is a part-owner involved in managing a rental condominium property. Aegis Asset Management provides discretionary investment management to individuals, pension and profit-sharing plans, and corporations. The firm uses a combination of fundamental, technical, and cyclical analysis across various asset classes, tailoring portfolio management to client-specific factors and offering both mutual fund–focused and individual stock–focused programs.
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