Aegis Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Aegis Investment Management provides investment management, investment consulting, and financial planning to a range of clients including individuals, high‑net‑worth individuals, trusts, pension and profit‑sharing plans, charitable organizations, and business entities. The firm reports approximately $14.27 million in assets under management for roughly 26 clients and generally applies a $150,000 account minimum that may be waived at the advisor’s discretion.
The firm constructs portfolios across equities, mutual funds, ETFs, fixed income and foreign currencies, employing charting, fundamental, political/regulatory and economic analysis and pursuing active allocation with the possibility of frequent trading or increased cash levels when appropriate. Accounts are typically managed on a discretionary basis with custody at Interactive Brokers, while consulting and planning services are offered separately on a non‑discretionary basis.
Aegis’s brochure discloses that its principal, Nathan Ostertag, is a licensed insurance agent, and that insurance recommendations may involve commissions and be limited to certain providers; the firm describes procedures to disclose and review such conflicts of interest. The firm also notes that the principal serves as the firm’s Chief Compliance Officer and that it receives technology and back‑office services from its custodian, operational features that may distinguish Aegis from many independent peers.
Client services
Expertise
Fee options
$250 per year for financial planning services, billed quarterly in arrears
$0 - $249,999: 1.15% $250,000 - $999,999: 1.0% $1,000,000 - $1,999,999: 0.9% $2,000,000+: Negotiable
Account minimum: $150,000
Main office
406 Main Street, Ste B
Red Wing MN 55066
Advisors at this office
1
Most active in
Minnesota · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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