AEM Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$103,888,177
Clients
44
Advisors
2
across 2 offices
About
AEM Asset Management provides investment advice and planning to individuals (including high net worth clients), charitable organizations, and businesses. The firm offers discretionary portfolio management and financial planning, and may recommend third‑party money managers to implement model-based strategies.
The firm tailors investment advice to each client’s objectives and typically exercises discretionary authority over accounts, using sub‑advisers and model portfolios rather than conducting in‑house quantitative or qualitative security analysis. Its stated strategies range from long‑term to short‑term trading and include technical, fundamental, and cyclical methods, and it may use options, margin, or short sales where appropriate; accounts are reviewed regularly and trades are often aggregated.
AEM is affiliated through common ownership with Rosenberg Rich Baker Berman & Company and routinely recommends that affiliate for accounting services, a relationship the brochure discloses as a potential conflict of interest. Although the adviser is a small team (two advisors serving a modest number of clients), it reported approximately $117.9 million in discretionary assets under management and routinely asks clients to direct brokerage to firms with which it has existing relationships.
Client services
Expertise
Fee options
Financial planning fees generally range between $250 and $1,000, negotiable
$100 to $300 per hour depending on scope and complexity
Main office
See office265 Davidson Ave, Suite 210
Somerset NJ 08873
Advisors at this office
1
Offices (2)
Most active in
New Jersey · New York · Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Francis D
Series 65
Bushkill, PA
AEM Asset Management, LLC
Francis Den Dulk is a Series 65-licensed financial advisor with eight years of industry experience. He has worked at AEM Asset Management, LLC since 2020 and previously at RRBB Asset Management, LLC from 2017 to 2020. AEM Asset Management, LLC provides investment advisory services to individuals, charitable organizations, and corporations, offering discretionary portfolio management and financial planning. The firm uses a combination of third-party money managers and model portfolios across various asset classes and employs both technical and fundamental analysis tailored to client objectives.
Eric S
Series 65
Somerset, NJ
AEM Asset Management, LLC
Eric Schwartz is a financial advisor at AEM Asset Management, LLC with six years of industry experience. He holds a Series 65 designation and has worked at firms including RRBB Asset Management LLC and NJPMI LLC. Outside of his advisory role, Schwartz is the owner of a precious metals consulting firm specializing in coin-related consulting and serves as an administrator at an accounting firm. AEM Asset Management provides investment advisory services to individuals, charitable organizations, and corporations, offering discretionary portfolio management and financial planning. The firm employs a variety of investment approaches, including third-party money managers and model portfolios, and utilizes technical, fundamental, and cyclical analysis across multiple asset classes.
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