Aequitas Equitas Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm is a state-registered investment adviser that serves individuals, families, businesses and retirement plans, offering ongoing discretionary portfolio management, project-oriented financial planning, and retirement-plan advisory or management services. As disclosed in its brochure, the firm manages its assets on a discretionary basis and operates with a single advisory professional supporting a modest client base and roughly $11.7 million in AUM as of year-end 2025.
The firm’s investment approach is grounded in modern portfolio theory and seeks global diversification, using fundamental security analysis along with market trend and economic-cycle analysis to construct portfolios. While it primarily implements strategies with mutual funds, ETFs and individual securities, the firm may also use leveraged investments, margin and options as part of portfolio construction, with the client’s documented risk tolerance considered before employing these tools.
Noteworthy distinctions include that the firm’s owner is insurance-licensed and may recommend insurance products that generate commissions, which the brochure identifies as a potential conflict of interest, and the firm receives institutional custodial support services that can benefit both clients and the adviser. The brochure also discloses that a 2022 regulatory audit led to a 2023 consent order and a $7,500 administrative assessment relating to written policies for certain specialized investments; no other material disciplinary events are reported.
Client services
Expertise
Fee options
Project oriented financial planning fees quoted in advance, up to $10,000
$0 - $100,000: 1.95% $100,001 - $250,000: 1.75% $250,001 - $750,000: 1.45% $750,001 - $1,000,000: 1.35% $1,000,001+: Negotiable
Up to $250 per hour for financial planning services
Account minimum: $150,000 Minimum fee: $1,000 minimum annual fee per retirement plan Fee-only: Project oriented financial planning fees up to $10,000 fixed or up to $250 per hour hourly rate
Main office
Riegelsville PA
Advisors at this office
1
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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