Affluence Advisory LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Affluence Advisory LLC provides discretionary investment supervisory services to individuals, businesses, trusts, foundations, and other charitable entities, building individualized portfolios based on client objectives, risk tolerance, and time horizon. The firm currently operates with a single investment professional and reported no assets under management as of December 31, 2025.
The firm constructs portfolios primarily with passively managed no-load mutual funds and ETFs, using asset-allocation strategies informed by modern portfolio theory and a long-term equity orientation (typically five to ten years or longer). Fixed-income allocations emphasize short- to intermediate-term bond funds, U.S. Treasuries (including TIPS), and custodial sweep or ultra-short treasury-bill vehicles, with regular rebalancing and tax-aware adjustments for taxable accounts.
Noteworthy aspects include a stated emphasis on low-cost funds (targeting average expense ratios under 0.5%) and a practice of retaining existing actively managed positions when selling would trigger substantial tax or transaction costs. The firm does not accept performance-based fees, has no broker-dealer affiliations, does not vote client proxies, typically recommends a custodial platform with SIPC and supplemental insurance, and documents advance-fee collection and refund/termination procedures.
Client services
Expertise
Fee options
$0 - $10 million: 0.75% annually $10 million - $50 million: 0.50% annually $50 million+: 0.25% annually
Account minimum: $250,000
Main office
Mount Holly NC
Advisors at this office
1
Most active in
North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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