Afh Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
AFH Asset Management, Inc. provides investment advisory services, including portfolio management, and generally charges percentage-of-assets-under-management fees. Despite offering individual portfolio management, the firm's ADV materials indicate it does not report serving either non-high-net-worth individual clients or high-net-worth individuals, suggesting its client base differs from typical retail-focused advisers.
Advisors at the firm are dually registered as broker-dealer representatives and are licensed insurance agents, and the brochure discloses that they may recommend broker-dealer securities and insurance products as part of client solutions. Those recommendations can result in commissions and other forms of compensation in addition to advisory fees, and outside business activities and securities transactions are reviewed by appointed supervisors to address potential conflicts.
The firm operates with a small team of registered advisory representatives, several of whom hold the CFP® designation and have long tenures with affiliated broker-dealers, reflecting a mix of financial planning credentials and broker-dealer experience. This combination of dual registrations, potential commission-based sales, and a reported absence of individual retail clients distinguishes the firm from many similarly sized supported advisers.
Client services
Fee options
Normal commissions are received for securities transactions.
Main office
8383 Wilshire Blvd., Ste. 348
Beverly Hills CA 90211
Advisors at this office
3
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Joseph A
Series 63, Series 65
Beverly Hills, CA
Afh Asset Management, Inc.
Joseph Accardo is a financial advisor with Afh Asset Management, Inc. in Beverly Hills, CA, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has been with Afh Asset Management since 2004 and previously worked at SagePoint Financial, Inc. from 2009 to 2023. Outside of advisory services, he owns a sole proprietorship focused on risk management solutions related to life and health insurance. Afh Asset Management, Inc. provides investment advisory services including portfolio management and serves a client base distinct from typical retail-focused advisers. The firm’s advisors hold dual registration as broker-dealer representatives and insurance agents, which allows them to recommend broker-dealer securities and insurance products alongside advisory services.
Svetlana F
Series 63, Series 65
Beverly Hills, CA
Afh Asset Management, Inc.
Svetlana Faynblut is a financial advisor with Afh Asset Management, Inc. in Beverly Hills, CA, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. Her prior work includes roles at SagePoint Financial, Inc. and Prime Banker Mortgage, where she assists clients in obtaining first mortgages. She is also involved in the sale of insurance products as a statutory agent. Afh Asset Management, Inc. provides investment advisory services and portfolio management, serving a client base different from typical retail advisers. The firm combines advisory and broker-dealer functions, offering both fee-based and commission-based solutions with a small team of experienced professionals.
David A
Series 63, Series 65
Beverly Hills, CA
Afh Asset Management, Inc.
David Aghai is a financial advisor with Afh Asset Management, Inc. in Beverly Hills, CA, holding Series 63 and Series 65 licenses and with 25 years of industry experience. He has worked at Afh Asset Management since 2006 and previously spent 14 years with Sagepoint Financial, Inc. Aghai is also involved in property and casualty insurance through Aghai Insurance Services, Inc. Afh Asset Management, Inc. provides investment advisory services including portfolio management, serving a client base that differs from typical retail-focused advisers. The firm’s advisors hold dual registrations as broker-dealer representatives and insurance agents, offering a combination of advisory and commission-based solutions.
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