Agg Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
AGG Asset Management provides comprehensive portfolio management and financial planning to individuals — including high-net-worth clients — as well as trusts, estates and charitable organizations. The firm manages about $55 million on a discretionary basis for roughly 65 client relationships and emphasizes individualized investment advice and ongoing monitoring.
The firm uses a mix of fundamental, technical and cyclical analysis and implements strategies across equities, bond funds, ETFs, mutual funds, options and trading approaches to align portfolios with clients’ stated objectives and risk tolerances. AGG’s brochure discloses that it may use borrowing (margin) and derivatives such as options within separately managed accounts and describes the attendant risks, including margin-related losses, forced liquidations and option expiration dynamics.
Compared with many supported peers, AGG’s explicit use of leverage and derivatives in client-managed accounts is a distinguishing practice, since most similar firms do not employ borrowing or derivatives inside separately managed accounts. The firm also notes it maintains legacy wrap-fee arrangements only for existing clients while requiring new clients to enter non-wrap agreements and recommends a custodial relationship with Schwab for trade execution and custody.
Client services
Expertise
Fee options
Maximum annual fee not to exceed 1.20%, billed quarterly in advance on a pro-rata basis
Main office
875 S Westlake Boulevard, Suite 218
Westlake Village CA 91361
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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