AJ Patti Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides financial and retirement planning, risk-management and current-portfolio review, and investment and portfolio management services to individual and family clients. It operates as a single-advisor practice and states a minimum account threshold for discretionary portfolio management.
Its investment process is top-down and allocation-driven: the firm and client agree on an asset allocation (equities, fixed income, cash) and then implement that allocation through underlying funds and securities, with documented portfolio parameters and the ability for clients to impose investment restrictions. Risk management and periodic account reviews are emphasized, and the firm does not take custody of client assets or vote client proxies.
The firm’s principal holds the CFA charter and brings decades of senior institutional risk-management experience, which the brochure highlights as a central element of its advisory approach. Founded recently, the firm reported no assets under management at the time of its most recent filing and the principal also serves in an unpaid nonprofit board role, combining institutional background with a nascent independent practice structure.
Client services
Expertise
Fee options
0.50% to 1.5% annually
Hourly rates for certain services such as Financial Planning, rates disclosed at time of engagement
Account minimum: $500,000
Main office
Manalapan NJ
Advisors at this office
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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