Ajay Agrawal
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides fee-based discretionary investment management and qualified retirement plan consulting to entities such as plan sponsors, trusts, estates, charitable organizations, corporations, and high-net-worth individuals, and also offers financial planning. While it offers customary portfolio management across client types, its brochure emphasizes advisory work for retirement plans in addition to individual account management.
Investment decisions are guided by a tactical allocation approach intended to reduce risk and pursue improved performance, drawing on fundamental, technical and cyclical analysis and using a broad set of instruments, including equities, fixed income, mutual funds, options and foreign securities. For plan clients the firm assists with investment policy statements, provider evaluations and periodic written monitoring and recommendations, but does not serve as a 3(21) or 3(38) discretionary plan manager.
What is noteworthy relative to peers is the firm’s focus on qualified retirement plan consulting — a service relatively uncommon among similar investment-manager firms — together with the use of hourly billing for financial planning, which is also atypical. The brochure also discloses separate private investment and residential rental activities operated by the principal, which may give the firm additional exposure to private lending and real-estate interests outside its advisory practice.
Client services
Expertise
Occupation focus
Fee options
$0 - $250,000: 1.20% $250,001 - $600,000: 1.00% $600,001 - $1 million: 0.80% $1,000,001 - $1.6 million: 0.60% Over $1.6 million+: 0.50%
$250 per hour, negotiable at sole discretion of Advisor
Main office
46540 Fremont Blvd, Ste 516 B
Fremont CA 94538
Advisors at this office
1
Most active in
California · Texas
Also doing business as
Agrawal, Ajay · Ajay Agrawal · Ajay, Agrawal
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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