New York, NY Office
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AJF Capital Management, Inc.
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Firm-wide stats for AJF Capital Management, Inc.
About
AJF Capital Management provides investment advisory services to individuals (including high net worth clients), pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. Services include discretionary and non-discretionary portfolio management, wealth management, retirement-plan management, and financial planning covering retirement, estate, tax, and risk-management matters.
The firm builds core portfolios using an asset-allocation framework grounded in Modern Portfolio Theory and supplements that core with a satellite of equities, ETFs, and closed-end funds; its Sustainable Asset Management program applies ESG screens from sources such as GS Sustain, Morningstar, and Bloomberg. AJF also offers a more actively managed AJF Alpha Portfolio focused on concentrated, high-conviction positions with frequent trading and technical-analysis-driven rebalancing, and provides several advisor-directed strategies through the WealthPort Wrap program.
AJF is notable among peers for sponsoring and participating in a wrap-fee program and for personnel who also act as registered representatives of a broker-dealer, arrangements that can involve commissions and commission-based product sales in addition to advisory fees. The firm discloses these brokerage relationships and a seven-year forgivable loan from a non‑affiliated broker-dealer as potential conflicts of interest and describes policies intended to address them.
Based on AJF Capital Management, Inc.
Location
211 East 43rd St., Suite 2004
New York NY 10017
Advisors at this office
2
Advisors at this office
Holly N
Series 66
New York, NY
AJF Capital Management, Inc.
Holly Nahar is a financial advisor at AJF Capital Management, Inc. with four years of industry experience. She holds the Series 66 designation and has worked at Cambridge Investment Research, Inc., OSAIC, and American Portfolios Financial Services, Inc. prior to her current role. AJF Capital Management provides investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm employs an asset-allocation framework grounded in Modern Portfolio Theory and offers various portfolio management and financial planning services, including ESG-focused sustainable investing and actively managed strategies.
John R
Series 66
New York, NY
AJF Capital Management, Inc.
John Romano is a financial advisor at AJF Capital Management, Inc. with eight years of industry experience. He holds a Series 66 designation and has worked at several firms including Cambridge Investment Research, Inc. and American Portfolios Financial Services, Inc. before joining AJF Capital Management. AJF Capital Management provides investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm employs an asset-allocation framework based on Modern Portfolio Theory supplemented by equities, ETFs, and closed-end funds, and offers programs including a Sustainable Asset Management strategy and an actively managed AJF Alpha Portfolio.
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