AK Global Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
AK Global Asset Management provides personalized portfolio management to individuals, retirement plans, trusts, estates, corporations, and other business entities, primarily advising individual and high‑net‑worth clients. The firm manages roughly $117.8 million in discretionary assets across a small client roster and offers both discretionary and non‑discretionary services tailored to each client's suitability information.
Investment decisions are informed by a mix of fundamental, technical (including charting and cyclical) analysis and may include long‑ and short‑term trading, options, and short sales when deemed suitable. The firm monitors accounts frequently (with regular reviews and quarterly performance reporting) and notes that tax efficiency is not typically a primary consideration in its portfolio management.
What sets AK Global apart from many peers is its explicit use of borrowing on client accounts (margin) and related strategies, a practice the brochure identifies as creating potential conflicts because advisory fees are calculated on total account value including margined positions. The firm also operates with a concentrated client base, which the disclosure suggests allows for more customized implementation but may concentrate portfolio exposures and operational attention.
Client services
Expertise
Fee options
$0 - $749,999: 1.75% $750,000 - $2,499,999: 1.50% $2,500,000+: 1.25%
Account minimum: $250,000 Fee-only: Asset-based advisory fees only; no commissions accepted.
Main office
1300 Clay Street, Suite 600
Oakland CA 94612
Advisors at this office
2
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Antonio K
Series 63, Series 65
Oakland, CA
AK Global Asset Management, LLC
Antonio Kwan is a financial advisor at AK Global Asset Management, LLC with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has been with AK Global Asset Management since 2005. AK Global Asset Management provides personalized portfolio management primarily to individual and high-net-worth clients, managing approximately $117.8 million in discretionary assets. The firm uses a combination of fundamental and technical analysis and employs both discretionary and non-discretionary services, with an investment approach that includes margin use and a concentrated client base.
Antonio K
Series 63, Series 66
Oakland, CA
AK Global Asset Management, LLC
Antonio Kwok is a financial advisor at AK Global Asset Management, LLC with 24 years of industry experience. He holds Series 63 and Series 66 designations and has been with AK Global Asset Management since 2005. AK Global Asset Management provides personalized portfolio management services to individuals, retirement plans, trusts, estates, corporations, and other business entities, focusing primarily on individual and high-net-worth clients. The firm employs a combination of fundamental and technical analysis, including long- and short-term trading strategies, and manages roughly $117.8 million in discretionary assets across a small client roster.
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