AK Investing
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About
AK Investing serves individuals, high‑net‑worth clients, 401(k) plans and businesses, providing comprehensive and targeted financial planning, ongoing investment management, and retirement plan consulting. The firm also produces written periodicals and occasionally offers paid seminars and educational materials to clients and prospective clients.
The firm’s investment approach combines diversified allocations to mutual funds and ETFs with option‑based strategies and other derivatives, using a VIX‑driven model to calibrate risk and allocating a material portion of capital to short options strategies (generally described in the brochure as a mid‑teens to low‑thirties percentage of net equity). AK Investing manages accounts on a discretionary or non‑discretionary basis, builds client‑specific investment policy statements, and discloses the use of performance‑based compensation for qualified clients along with procedures to address related conflicts.
Compared with many solo independent advisers, AK Investing is distinctive for offering pension and profit‑sharing plan services, ERISA fiduciary consulting (including plan design, manager evaluation and participant education) while also distributing newsletters/periodicals and hosting fee‑based workshops. The combination of retirement plan fiduciary work, subscription/periodical offerings, and systematic use of derivatives in separately managed accounts sets the firm apart from typical peers of its size.
Client services
Expertise
Fee options
Fixed fee for targeted focus financial planning ranging between $500 and $1,500; flat annual fee for retirement planning (specific amount not disclosed)
Financial planning hourly fees range from $100 to $400 per hour; Investment management hourly fees range from $100 to $400 per hour
Performance fees charged to qualified clients, generally a percentage of the applicable account's increase in gross value, as described in the agreement
Account minimum: $250,000 Minimum fee: Minimum annual fee of $2,000 per managed account Fee-only: Financial planning fees charged hourly between $100/hour and $400/hour; fixed fees for targeted focus financial planning between $500 and $1,500
Main office
Las Vegas NV
Advisors at this office
1
Most active in
Florida · Illinois
Also doing business as
Ak Investing · Ak Investing, LLC · K Squared Financial
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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