Alberg Financial Services, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Alberg Financial Services, Inc. provides asset management to individuals, trusts, estates, charitable organizations, and business entities through managed accounts and periodic performance reporting. The firm documents client goals and develops investment strategies tailored to each client’s objectives, time horizon, and risk tolerance, with an account minimum generally set at $500,000 (subject to exceptions).
The firm operates on a non‑discretionary basis and obtains prior client approval before executing transactions; the brochure reports $92,581,536 in non‑discretionary assets under management as of December 31, 2025. Investment methods include fundamental, technical, and cyclical analysis, and strategies may range from long‑term holdings to shorter‑term trading based on the client profile.
Compared with many peers, AFS is notable for the concentration of its asset base in client‑approved (non‑discretionary) mandates and for not sponsoring wrap fee programs or recommending other advisors; the firm also does not vote client proxies. The brochure describes quarterly account reviews and reporting and notes the firm has operated as an investment adviser since 1997, which may affect continuity of service.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% annually $500,001 - $1,000,000: 0.75% annually $1,000,000.01 - $2,000,000: 0.65% annually $2,000,000.01 - $4,000,000: 0.50% annually $4,000,000.01+: 0.40% annually
Account minimum: $500,000
Main office
Minneapolis MN
Advisors at this office
1
Most active in
Minnesota
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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