ALC Investment Advisory Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
ALC Investment Advisory Services provides financial planning and portfolio management services to a range of clients, including individuals, trusts and estates, corporations, and pension and profit‑sharing plans. Services are offered as one‑time or ongoing engagements and include consultations, written financial plans, and customized investment programs.
The firm employs fundamental analysis to build individualized investment policies and generally favors a longer‑term approach while retaining the ability to recommend shorter‑term strategies when aligned with client objectives. Implementation commonly uses mutual funds and separately managed accounts across a broad set of instruments, and the brochure notes the firm does not currently manage client assets on a discretionary basis.
Distinctive features disclosed in the brochure include a common‑ownership affiliation with a public accounting and business consulting firm, optional accounting/tax services for advisory clients, and a practice that expressly includes pension consulting and pension/profit‑sharing clients. The firm also documents offering hourly fee arrangements and accepting non‑high‑net‑worth individual clients—arrangements that are less common among peer investment managers.
Client services
Expertise
Fee options
One-time financial planning fixed fees from $1,500 to $10,000
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.60% $5,000,001 - $10,000,000: 0.40% $10,000,001 - $20,000,000: 0.25% >$20,000,000+: Negotiable
$200 to $250 per hour for financial planning; $250 per hour for portfolio management
Account minimum: $25,000 Minimum fee: Minimum charges for financial planning: $1,500 fixed fee minimum; hourly fees minimum charge $1,500 for ongoing planning; portfolio management hourly rate minimum charge $1,750 Fee-only: Hourly rates for financial planning services: $200-$250 per hour; hourly rate for portfolio management: $250 per hour; fixed fees for one-time financial planning $1,500 to $10,000; fixed fee arrangements may be negotiated for portfolio management
Main office
Dayton OH
Advisors at this office
1
Most active in
Ohio
Also doing business as
Alc Investment Advisory Services, LLC · Mosaic Strategic Partners LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)