A complete list of active advisors currently associated with ALE LLC
Warmer can help you find a great advisor at ALE LLC or one who fits your needs even better.
ALE LLC provides portfolio management, financial planning and pension consulting to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, pooled investment vehicles, and business entities. The firm offers comprehensive portfolio management (including a wrap‑fee option), written financial plans or consultations, and one‑time or ongoing pension consulting engagements. Accounts are managed primarily on a non‑discretionary basis, with client approval required before transactions and at least quarterly account reviews as part of an individualized advisory process. The firm employs a broad set of analytical methods—fundamental, technical, quantitative and qualitative—and uses strategies across fixed income and equities, including long‑ and short‑term positions, options, margin and active trading when appropriate. Distinctive aspects include the principal’s active licensure and business activity in real estate brokerage and insurance distribution, the firm’s role as a wrap‑fee program sponsor, and its provision of pension consulting—each of which is relatively uncommon among independent advisers. The firm manages roughly $9 million in non‑discretionary assets for a small client base and discloses and seeks to mitigate conflicts of interest arising from commissionable real estate and insurance activities through disclosures and its Code of Ethics.
To learn more about the advisors currently working at ALE LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Pleasant Hill, CA
| 24
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)