Alexa Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management, written financial planning, and retirement-plan consulting to individual investors and employee benefit plans, and it offers participant education and plan-level advice as part of its retirement services. Its advice covers a broad set of investments, including equities, exchange-traded funds, mutual funds, municipal securities, CDs, REITs and variable annuities.
The firm tailors investment strategies to each client’s objectives and may employ a mix of methods — including fundamental analysis, technical/charting techniques, and principles from modern portfolio theory — across both short- and long-term time horizons. Clients typically grant trading discretion to the firm so it can implement these tailored strategies on an ongoing basis.
Noteworthy features include that the firm’s principal is separately licensed to sell insurance and may receive commission-based compensation for insurance sales, which creates a potential conflict of interest (clients are not required to purchase insurance from the firm). The firm also routinely provides 3(21) non-discretionary retirement-plan consulting and participant education — services that are less commonly offered by peers of its category — and it requires clients to use a specific custodial brokerage platform and does not aggregate client trades, practices that can affect execution and transaction pricing.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000+: 0.85% annually
$400 per hour, negotiable
Account minimum: $500,000
Main office
Deep River CT
Advisors at this office
1
Most active in
Connecticut · Florida
Also doing business as
Alexa Wealth Management LLC · Alexa Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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