Alexander D Cohen Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$5,207,682
Clients
21
Advisors
2
of 2 employees
About
The firm provides ongoing portfolio management and investment advisory services primarily to individual clients (including high‑net‑worth individuals) and offers financial planning and Investment Policy Statements tailored to each client’s goals and risk tolerance. It also directs clients to third‑party advisers and to Matson Money as part of its service menu, with custody and trade execution handled by the client’s qualified custodian.
The firm’s investment approach is grounded in modern portfolio theory and long‑term trading, with portfolios constructed mainly using mutual funds and Matson Money products and reviewed at least annually. Most client assets are managed on a non‑discretionary basis—the brochure reports all assets as non‑discretionary—and the firm retains limited discretionary authority only for allocations among Matson products.
Notable distinctions include an affiliation with an accounting practice—the firm’s principal is an accountant and may provide accounting‑related services—which the brochure discloses as a potential conflict of interest. The firm also discloses that it does not aggregate client trades, receives no soft‑dollar research benefits, and commonly receives fee sharing from third‑party advisers it recommends, a mix of practices that is less common among its supported peers.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,001+: 0.75%
Fee-only: Annual fee based on assets under management: 1.00% up to $1,000,000 and 0.75% above $1,000,000; fees are negotiable.
Main office
4445 Alpha Road Suite 113 A
Dallas TX 75244
Advisors at this office
2
Most active in
Indiana · Texas
Also doing business as
Alexander D Cohen Investments, LLC · Cohen, Alexander D
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Alexander C
Series 65
Dallas, TX
Alexander D Cohen Investments, LLC
Alexander Cohen is a financial advisor at Alexander D Cohen Investments, LLC with 11 years of industry experience. He holds a Series 65 designation and also owns a Texas-registered CPA firm specializing in tax and consulting services, including financial statement compilations. Cohen has been leading his investment firm since 2014 and his accounting practice since 2009. Alexander D Cohen Investments, LLC provides portfolio management and selection-of-adviser services primarily to individual and high-net-worth clients. The firm emphasizes asset allocation and mutual fund selection based on modern portfolio theory, operates mostly on a non-discretionary basis, and integrates investment advice with the principal’s accounting background.
Mark S
Series 63, Series 65
Dallas, TX
Alexander D Cohen Investments, LLC
Mark Shelton is a financial advisor at Alexander D Cohen Investments, LLC with six years of industry experience. He holds Series 63 and Series 65 licenses and has worked in asset management and marketing since 1999. Shelton's background includes roles at LifePro Asset Management and his own marketing business. Alexander D Cohen Investments primarily serves individual and high-net-worth clients, offering portfolio management and financial planning tailored to client goals and risk tolerance. The firm’s investment approach uses modern portfolio theory and focuses on long-term trading, with most assets managed on a non-discretionary basis.
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