Alexander, Dean D.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides equity-focused portfolio management and mutual fund selection for individuals, corporations, partnerships, trusts and investment companies, and indicates it may advise pension plans. It is a newly formed sole proprietorship with no assets under management to date and operates with a stated account minimum of $100,000.
Its investment process centers on buying individual stocks and mutual funds guided by ratio analysis, valuation, and sector-level asset-allocation models that can be tailored to client preferences; the firm may trade frequently and accepts discretionary authority. Portfolio construction emphasizes diversification across sectors and market capitalizations, a balance of growth and value, and the use of benchmarks in allocation decisions.
What distinguishes the firm is the principal’s licensed CPA background and ongoing tax-preparation and tax-resolution practice, along with ChFC/CLU credentials, which the brochure says currently consumes about 30% of the principal’s time but will be reduced as the advisory business grows. The firm also documents policies on conflicts of interest, personal trading and trade aggregation, and intends to place client assets with major broker-dealers rather than hold custody directly.
Client services
Expertise
Fee options
$100,000 - $1,000,000: 1.20% $1,000,000 - $10,000,000: 0.75% $10,000,000 - $100,000,000: 0.70% $100,000,000+: 0.65%
Account minimum: $100,000
Main office
Houston TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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