Harlan, KY Office

Alexander Investment Services Company provides investment advisory and financial planning services to individuals (including high net worth clients), pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm offers primarily non-discretionary portfolio management, retirement plan consulting and education, written financial plans (flat fee), third‑party administrator services for retirement plans, and, in some cases, trustee services.

AIS conducts investment analysis using technical, fundamental, cyclical methods and long‑term purchase strategies and tailors recommendations to each client’s objectives, risk tolerance, and time horizon. The firm discloses that most client assets are managed on a non‑discretionary basis—$559,254,869 non‑discretionary versus $17,546,467 discretionary as of June 30, 2026—and routinely directs custody and trade execution to Charles Schwab and American Funds F2 accounts.

The firm is dually registered as an investment adviser and a broker‑dealer, and its advisors are also licensed insurance agents, which can result in additional commission‑based compensation and 12b‑1 payments when they act in those capacities; AIS discloses these conflicts and its related policies. AIS also provides retirement plan TPA services and requires directed brokerage to its recommended custodians, does not aggregate trades across advisory accounts, and disclosed a 2025 FINRA sanction related to Regulation BI shortcomings that it reports has been corrected.