ALG Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$21,521,556
Clients
63
Advisors
1
of 1 employees
About
ALG Financial provides comprehensive portfolio management and related financial planning and consulting to individuals as well as a range of institutional clients. Its client types listed in the brochure include government entities and charitable organizations, pension and profit‑sharing plans, trusts, and corporate or other business clients, and services are delivered on an individualized basis.
The firm’s investment process combines fundamental, technical, and cyclical analysis and uses a mix of cash management, long‑ and short‑term purchases, and trading strategies; accounts are regularly reviewed and rebalanced to align with each client’s objectives and risk tolerance. ALG implements client portfolios through a fee program of wrapped accounts and, when appropriate, engages third‑party asset managers or independent money managers to execute investment strategies.
What is distinctive about ALG Financial for a single‑advisor independent firm is that it sponsors a wrap fee program and expressly serves institutional clients (governmental, pension, and corporate) and other investment advisers, rather than focusing exclusively on retail individuals. The brochure also discloses that representatives may act as insurance agents, the firm uses Charles Schwab & Co. for custody and execution (and receives related services), and it maintains written policies for personal trading and standing letters of authorization.
Client services
Expertise
Fee options
Up to 2.00% annually (maximum firm fee)
Minimum fee: $60 annual fee for Asset Manager accounts below minimum balance requirements Fee-only: Maximum annual fee up to 2.00% for firm's advisory services; additional maximum annual fee up to 0.50% for Asset Managers; total maximum up to 2.50%
Most active in
Texas
Also doing business as
Alg Financial · Leon Guerrero, Alexandra
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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