Align Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$73,247,160
Clients
91
Advisors
3
of 3 employees
About
Align Financial Advisors, LLC provides asset management and financial planning services to individuals, high-net-worth clients, and certain trusts and estates. As of December 31, 2025 the firm reported $73,622,103 in client assets under management, split between $63,097,257 managed on a discretionary basis and $10,524,846 on a non-discretionary basis.
The firm uses a range of analytical methods — including fundamental, technical, quantitative techniques, and modern portfolio theory — and invests across mutual funds, ETFs, and equities while identifying and managing standard market, liquidity, and concentration risks. Clients may engage the firm on either a discretionary or non-discretionary basis, impose written restrictions on investments, and receive periodic (generally quarterly) portfolio reviews and plan updates.
A distinctive operational feature is that the firm’s investment adviser representatives also receive external compensation as insurance agents for selling investment-related insurance products; the brochure discloses this conflict of interest and notes mitigation through disclosures and fiduciary obligations, and that clients are not required to purchase such products. The firm also recently shifted from federal to state registration — withdrawing SEC registration and receiving Texas state approval in September 2025 — and identifies Charles Schwab as its preferred custodian, which is notable for the range of services and third‑party benefits described in the brochure.
Client services
Expertise
Fee options
Fixed fees up to $10,000 for financial planning and consulting
$0 - $50,000 in no more than 2 accounts: Flat $500 annually plus $50/quarter for additional accounts $50,001 - $500,000: 1.00% $500,001+: 0.50%
$250 per hour for financial planning and consulting
Minimum fee: $500 annually for $0-$50,000 in no more than 2 accounts, plus $50 per quarter for each additional account Fee-only: Hourly fee of $250/hour; fixed fees up to $10,000 for financial planning and consulting
Main office
6401 Eldorado Pkwy, Suite 420
McKinney TX 75070
Advisors at this office
3
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Lori G
CFP®, Series 63, Series 65
McKinney, TX
Align Financial Advisors, LLC
Lori Givens is a CFP® with 13 years of industry experience, currently serving at Align Financial Advisors, LLC since 2024. She previously worked at Wheat-Givens Financial, LLC and United Planners' Financial Services. She is also a board member of Koelling & Associates, Inc., an industrial supplies company in Dallas, TX. Align Financial Advisors, LLC offers asset management and financial planning services to individuals, high-net-worth clients, and certain trusts and estates, employing diverse analytical methods and managing portfolios across mutual funds, ETFs, and equities.
Jeffrey S
Series 65
McKinney, TX
Align Financial Advisors, LLC
Jeffrey Sandt is a financial advisor at Align Financial Advisors, LLC with one year of industry experience. He holds a Series 65 designation and previously worked at USAA and Systemware. Align Financial Advisors provides asset management and financial planning services to individuals, high-net-worth clients, and certain trusts and estates. The firm employs various analytical methods and offers both discretionary and non-discretionary portfolio management across mutual funds, ETFs, and equities.
Karla M
Series 65
McKinney, TX
Align Financial Advisors, LLC
Karla Martin is a Series 65-licensed financial advisor with Align Financial Advisors, LLC, bringing two years of industry experience. Her prior roles include positions at Wheat Givens Financial and Ember Financial Services, LLC. Outside of advising, she provides personal bookkeeping services on a part-time basis. Align Financial Advisors, LLC offers asset management and financial planning services to individuals, high-net-worth clients, and certain trusts and estates. The firm employs a variety of analytical methods and invests across mutual funds, ETFs, and equities, managing multiple types of risk while allowing clients to tailor investment restrictions and engagement terms.
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