Align Investment Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Align Investment Advisors primarily provides investment management for pooled investment vehicles and institutional accounts, and the Form ADV also lists high-net-worth individuals among its client types. The brochure describes portfolio management and advisory services tailored to those pooled and institutional mandates.
The firm’s brochure outlines its methods of analysis, investment strategies and discussion of risk of loss, and notes that the firm exercises investment discretion for client accounts. It also describes periodic reviews of accounts and standard custodial arrangements used for managed assets.
Distinctive aspects include the firm’s small scale — roughly $2 million in assets under management and a single advisor — while focusing on pooled and institutional mandates and also serving high-net-worth individuals, a combination that is uncommon for this category. The brochure further discloses that Align does not employ a percentage-of-AUM fee model and instead describes alternative fee arrangements and issues addressed in Items 5 and 6 (including performance-fee considerations and side-by-side management).
Client services
Fee options
Main office
3317 Woodworth Ave
Thousand Oaks CA 91362
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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