Align Wealth Advisors

Align Wealth Advisors serves individual investors and employer retirement plans, offering asset management, financial planning and ERISA‑sponsored plan consulting, and placing clients into SEI model and manager programs when appropriate. The firm’s services include portfolios composed of individual stocks and bonds, ETFs, mutual funds and access to independent money managers, along with written financial plans and consulting engagements.

Align constructs portfolios using strategic asset allocation and a core‑satellite approach, provides quarterly reviews and rebalancing, and tailors recommendations to client objectives and restrictions. The firm discloses that it manages its regulatory assets on a non‑discretionary basis, meaning clients retain final authority over trade execution while the adviser provides guidance and monitoring.

Noteworthy features in the brochure include advisers who are also registered representatives of Cambridge Investment Research and licensed insurance agents who may recommend commissionable insurance and variable annuity products, as well as representatives who are licensed or non‑practicing attorneys offering separate legal services under separate engagement agreements. With roughly 205 clients, the firm reports an unusually high client‑per‑advisor load for its peer group and maintains custodial and platform relationships with SEI and National Financial Services.