ALJ Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
ALJ Capital provides investment advisory and wealth management services to individuals, high net worth individuals, trusts and estates, delivering discretionary portfolio management and comprehensive financial planning. Consistent with many independent advisors, the firm charges percentage-of-assets fees and focuses on managing individual client portfolios.
The firm’s investment approach emphasizes fundamental analysis and a generally long-term orientation while allowing shorter-term trades for rebalancing or client cash needs; portfolios are constructed primarily from ETFs, individual stocks and bonds and may include options or cash hedges. ALJ Capital acts as a fiduciary, maintains ongoing client contact, and directs trading and custody through a recommended custodian with fees typically deducted via the custodian.
What distinguishes ALJ Capital is its affiliation with an in-house accounting practice (Charles P. Elliott, PC) and the principal’s continued role in that accounting business, which the brochure discloses occupies roughly half of the principal’s time and creates a potential conflict of interest if accounting services are recommended (clients are not required to use the affiliated firm). The adviser is newly established with no reported assets or clients to date, also discloses participation in Schwab’s institutional platform, and notes a small related real estate holding interest, factors that may affect service capacity compared with many peers.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.85% $5,000,001 - $10,000,000: 0.75% $10,000,001+: 0.50%
Fee-only: Advisory fees based on assets under management tier schedule as detailed; no commissions or other compensation received.
Main office
110 Central Avenue
Cheltenham PA 19012
Advisors at this office
1
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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