Aljen Asset Management LLC

Aljen Asset Management provides discretionary and non‑discretionary portfolio management, financial planning, retirement plan consulting (including 3(21) and 3(38) services), and third‑party administrative support to individuals, high‑net‑worth clients, trusts, estates, charitable organizations, and employer‑sponsored plans. The firm also offers investment advisory services related to variable annuity sub‑divisions, private investment funds (non‑discretionary recommendations), and insurance products through licensed representatives.

The firm combines fundamental and technical analysis with principles of Modern Portfolio Theory to construct customized asset allocations and monitored portfolios, with ongoing reviews, rebalancing and client communication. AAM implements strategies using mutual funds, ETFs (including inverse/enhanced products), individual securities and, when specifically authorized by the client, private funds or vehicles that provide cryptocurrency exposure; it offers both stand‑alone planning and integrated asset management tied to client objectives.

Distinctive features disclosed in the brochure include a relatively large scale for a two‑advisor firm — roughly $230 million in advisory assets across several hundred client accounts — and the dual role of adviser and third‑party administrator for retirement plans. The brochure also notes that certain representatives are licensed to sell insurance products (potentially generating commissions), that the firm may receive marketing and platform support from custodial partners, and that it uses third‑party tools (e.g., fee‑calculation technology) and disclosures to manage administrative and conflict‑of‑interest considerations.