A complete list of active advisors currently associated with Allegory Advisory
Warmer can help you find a great advisor at Allegory Advisory or one who fits your needs even better.
Allegory Advisory provides financial planning and discretionary portfolio management primarily for individual and high‑net‑worth clients, reporting approximately $34.6 million in assets under management for about 30 clients. The firm offers standalone hourly planning alongside ongoing asset‑based management, generally imposing a $250,000 account minimum for portfolio services while not requiring a specific income threshold. The firm’s investment approach is grounded in a long‑term Modern Portfolio Theory framework that emphasizes asset allocation, low‑cost diversified funds (often index funds), tax‑aware asset location, periodic rebalancing, and use of quantitative metrics such as alpha, beta, Sharpe ratio and R‑squared in portfolio construction. Allegory delivers planning work at a published hourly rate ($240/hour, billed in six‑minute increments) and manages discretionary accounts on a blended tiered AUM schedule with quarterly billing and periodic performance reporting. Noteworthy features for a small, independent adviser include the principal’s professional background—an MBA in finance and prior senior roles at Ernst & Young and Arthur Andersen—which the brochure cites as shaping the firm’s analytical emphasis, and a New York life insurance consultant license held for client education rather than product sales. The firm also discloses operational arrangements that are less common for a solo RIA: it recommends Trade‑PMR (clearing through Wells Fargo) and participates in that custodian’s advisor support program, and it does not vote client proxies or act as trustee, leaving proxy voting and class‑action responses to clients.
To learn more about the advisors currently working at Allegory Advisory, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
New York, NY
| 12
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)