Allen Financial Partners
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Allen Financial Partners is an SEC‑registered investment adviser that serves individuals, high‑net‑worth families, retirement plans, charitable foundations, and pension plans, offering discretionary investment management, financial planning, consulting, and retirement‑plan fiduciary and non‑fiduciary services. The firm also provides pension consulting and legacy position management and periodically offers impersonal educational seminars and workshops.
The firm implements separately managed accounts and may use model portfolios from unaffiliated third‑party money managers while maintaining discretionary authority for trade execution, rebalancing, and portfolio construction, using strategic and tactical asset allocation alongside long‑term and value‑oriented approaches across equities, fixed income, mutual funds and ETFs. It provides financial planning and consulting on an hourly basis and uses platforms such as MoneyGuide Pro for consolidated reporting and Advyzon for account reconciliation and performance reporting.
Notable features that distinguish the firm from many peers include explicit pension consulting and its willingness to accept ERISA fiduciary roles (including appointment as an ERISA 3(38) investment manager when engaged), the formal practice of selecting and implementing other advisers’ models, and offering hourly financial planning and consulting—characteristics that are relatively uncommon among firms in this category. The brochure also discloses the firm does not act as a private‑fund adviser, emphasizes legacy holdings management, and notes it is newly formed with no regulatory assets under management at the time of disclosure.
Client services
Expertise
Fee options
up to 1.15% annually
Up to $200 per hour for financial planning and consulting services
Fee-only: Hourly fees for financial planning and consulting generally up to $200/hour, negotiable
Main office
302 North Virginia St.
Prescott AZ 86301
Advisors at this office
3
Most active in
Arizona · Texas
Also doing business as
Allen Financial Partners · Joe Allen, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Caradoc C
Series 66
Prescott, AZ
Allen Financial Partners
Caradoc Crandall is a financial advisor with Allen Financial Partners holding a Series 66 credential and three years of industry experience. He has worked at multiple firms, including Lane Brothers Investment Counsel and Avantax Investment Services Inc. Outside of his advisory role, Crandall is involved in tax and accounting services through his roles with CPA Tax Service PLLC, Prestige Wealth PLLC, and Crandall Tax Consulting PLLC. Allen Financial Partners is an SEC-registered investment adviser serving individuals, high-net-worth families, retirement plans, and charitable foundations. The firm offers discretionary investment management, financial planning, and pension consulting while employing strategic asset allocation and third-party model portfolios.
Cassander C
Series 65
Prescott, AZ
Allen Financial Partners
Cassander Crandall is a Series 65-licensed financial advisor at Allen Financial Partners with three years of industry experience. He is also the CEO and CPA of SC Audit & Accounting Solutions, a professional accounting firm. Crandall’s background includes roles at CWM, LLC, Lane Brothers Investment Counsel, Commonwealth Financial Network, and National Planning Corporation. Allen Financial Partners is an SEC-registered investment adviser serving individuals, high-net-worth families, retirement plans, charitable foundations, and pension plans. The firm offers discretionary investment management, financial planning, and consulting, including pension consulting and fiduciary services, and employs strategic and tactical asset allocation alongside long-term and value-oriented investment approaches.
Joseph A
CFP®, Series 66
Prescott, AZ
Allen Financial Partners
Joseph Allen is a CFP® professional with seven years of industry experience. He is the principal of Allen Financial Partners in Prescott, AZ, and has previously worked at firms including Lane Brothers Investment Counsel, Edward Jones, and Wells Fargo. He is also licensed as an insurance agent, selling life, disability, annuities, and long-term care insurance. Allen Financial Partners serves individuals, high-net-worth families, retirement plans, charitable foundations, and pension plans by providing discretionary investment management, financial planning, consulting, and ERISA fiduciary services. The firm employs strategic and tactical asset allocation across multiple asset classes and is notable for its pension consulting, acceptance of ERISA fiduciary roles, and offering hourly financial planning and consulting.
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