Alliance Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$263,270,416
Clients
652
Advisors
5
across 2 offices
About
Alliance Financial provides advisory services to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations, and business entities, offering ongoing portfolio management, financial planning, and pension consulting. The firm also sponsors a wrap fee program and uses third‑party model and algorithm‑based advisory platforms as part of its service menu.
The firm documents client goals and constraints in an Investment Policy Statement and typically seeks discretionary authority to implement strategies, using a mix of analytic methods (fundamental, quantitative, technical, charting, and modern portfolio theory). Investment implementation can include long‑ and short‑term strategies and may employ options, margin, short sales, allocations to private equity and real‑asset funds, and referrals to third‑party managers when appropriate.
What is noteworthy relative to peers is that Alliance Financial acts as a wrap fee program sponsor—an arrangement that is uncommon among similarly sized team firms—and integrates multiple program platforms, including model and algorithmic programs, into client solutions. The firm maintains operational and custodial relationships with large broker‑dealers that provide research, technology, and oversight support, and it discloses limited custody via standing transfer authority and the dual registration of its representatives to offer commissionable products alongside advisory services.
Client services
Expertise
Fee options
Fixed fees for financial planning services range from $250 to $10,000 (one-time or ongoing)
$1 - $99,999: 1.75% $100,000 - $249,999: 1.70% $250,000 - $499,999: 1.65% $500,000 - $749,999: 1.55% $750,000 - $1,249,999: 1.50% $1,250,000 - $4,999,999: 1.30% $5,000,000+: 1.20%
Advisors are registered representatives of broker-dealer and accept commissions for sale of securities and insurance products; commissions are not primary source of compensation
Hourly fees for financial planning between $150 and $500
Account minimum: $5,000 Fee-only: Financial planning fixed fees between $250 and $10,000; hourly fees between $150 and $500
Main office
See office1105 Berkshire Blvd. Ste 120
Wyomissing PA 19610
Advisors at this office
4
Offices (2)
Most active in
Florida · Louisiana · Nebraska · Pennsylvania · South Carolina
Also doing business as
Alliance Financial · Fox Financial, Inc Dba Alliance Financial · Fox Financial, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Eric M
Series 66
Wyomissing, PA
Alliance Financial
Eric Mischler is a financial advisor with Alliance Financial, holding a Series 66 designation and 11 years of industry experience. He has worked at LPL Financial since 2015 and held positions at Visions Federal Credit Union and INVEST Financial Corporation prior to joining Alliance Financial. Mischler also provides investment advisory services through Fox Financial Inc., an independent investment advisor firm. Alliance Financial serves individuals, including high-net-worth clients, pension and profit-sharing plans, charitable organizations, and business entities. The firm offers portfolio management, financial planning, and pension consulting, employing a range of analytic methods and investment strategies, and acts as a wrap fee program sponsor, integrating multiple program platforms into its client solutions.
Thomas D
Series 66
Wyomissing, PA
Alliance Financial
Thomas Drexler is a financial advisor with Alliance Financial, holding a Series 66 designation and 12 years of industry experience. His career includes roles at Visions Federal Credit Union, LPL Financial LLC, and Invest Financial Corporation. Alliance Financial serves individuals, pension and profit-sharing plans, charitable organizations, and business entities with portfolio management, pension consulting, and financial planning services. The firm employs a variety of analytical approaches and investment strategies, including discretionary portfolio management and wrap fee programs, and utilizes LPL-sponsored advisory programs.
Stephanie B
CFP®, Series 66
Wyomissing, PA
Alliance Financial
Stephanie Baity is a CFP® professional with 11 years of industry experience. She has worked at Alliance Financial since 2020 and previously held positions at LPL Financial, Jacqueline L. Powell & Associates, Inc., and INVEST Financial Corporation. Outside of her advisory work, she has participated as a poll worker. Alliance Financial serves individuals, including high-net-worth clients, as well as pension plans, charitable organizations, and business entities. The firm offers portfolio management, financial planning, and pension consulting, employing a range of analytic methods and investment strategies. Alliance Financial is notable for sponsoring a wrap fee program and integrating multiple model and algorithm-based platforms into its client solutions.
Kevin F
CFP®, Series 66
Wyomissing, PA
Alliance Financial
Kevin Fox is a CFP® professional with 25 years of experience in the financial services industry. He is currently with Alliance Financial, a team-based firm, and has previously worked at Visions Federal Credit Union, LPL Financial, and INVEST Financial Corporation. Fox provides investment advisory services through multiple independent advisory firms, including Fox Financial Inc. and Alliance Financial. Alliance Financial serves individuals, pension and profit-sharing plans, charitable organizations, and business entities by offering portfolio management, pension consulting, and financial planning. The firm employs a variety of analytical approaches and investment strategies, manages accounts on discretionary and non-discretionary bases, and sponsors a wrap fee program while utilizing LPL-sponsored advisory programs.
Jacqueline P
CFP®, Series 63, Series 65
Carlisle, PA
Alliance Financial
Jacqueline Powell is a CFP® professional with 42 years of industry experience. She currently serves at Alliance Financial, a team-based firm, and has prior experience with LPL Financial, INVEST Financial Corporation, and her own advisory businesses dating back to 1999. Alliance Financial provides advisory services to individuals, pension plans, charitable organizations, and businesses, offering portfolio management, financial planning, and pension consulting. The firm sponsors a wrap fee program and integrates multiple program platforms, including model and algorithmic strategies, into client solutions.
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