A complete list of active advisors currently associated with Alliance Investment Management, LLC

Warmer can help you find a great advisor at Alliance Investment Management, LLC or one who fits your needs even better.

Alliance Investment Management serves individual investors (including high-net-worth clients) as well as institutional clients such as pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, and other investment advisers. The firm provides discretionary and non-discretionary investment management, investment consulting, and ERISA fiduciary advice to plan participants, and also manages client accounts across a range of asset types. The firm combines fundamental and technical analysis with a proprietary Investment Conditions Rank (ICR) — a qualitative and quantitative framework tied to global economic and market data — and applies a tactical asset allocation methodology. Strategies offered include actively managed equity (growth and yield) portfolios and a mutual fund/ETF strategy, and the firm may use short-term trading, options, margin, and other trading techniques where appropriate. A distinctive feature of the firm is its role as manager and investment adviser to a private pooled vehicle, the Smith & Associates Financial Fund (SAFF), a 3(c)(1)-qualified fund that is currently not open to new investors; Alliance discloses that it excludes the fund’s value when calculating separately managed account fees. The firm also accepts constructive custody of client accounts for fee deduction purposes and discloses oversight and reporting practices for the pooled vehicle, which it treats separately from client accounts.

To learn more about the advisors currently working at Alliance Investment Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.