Houston, TX Capitol Street Office

Team
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AllianceBernstein L.P.

Investment Manager

Firm-wide stats for AllianceBernstein L.P.

Total advisors

519

Across 39 offices

Clients per advisor

49

Avg AUM per client

$3,031,592

HNW client ratio

100%

About

AllianceBernstein L.P. is a global, research-driven investment manager that primarily serves pooled and institutional clients — including pension plans, endowments, insurance companies, state and municipal governments, sovereign wealth funds, and other investment advisers — as well as private clients through Bernstein Private Wealth Services. It offers a broad set of investment products and services across equities, fixed income, multi‑asset and alternative strategies, and sponsors mutual funds, ETFs, collective investment trusts and privately placed vehicles.

AB describes its investment approach as research-centric, combining fundamental, economic and quantitative disciplines to support portfolio managers, and it provides both discretionary and non‑discretionary solutions (including separately managed accounts and SMA/wrap programs). The firm notes it uses derivatives where guidelines allow and has registered with the CFTC as a commodity pool operator/commodity trading adviser; it also uses commission arrangements and commission‑sharing relationships and subscribes to third‑party research and proxy‑voting services (for example, ISS and Glass Lewis) to support its investment process.

What is distinctive about AB’s profile in the brochure is its scale and organizational breadth: it manages large, multi‑asset mandates and pooled products while operating affiliated broker‑dealers (e.g., Sanford C. Bernstein & Co., LLC), an affiliated trust company (AllianceBernstein Trust Company, LLC), and a wide global affiliate network. The firm also discloses recent strategic transactions and integrations in the brochure — for example, the acquisition and rebranding of CarVal (now AB CarVal) and the formation of a joint venture structure with Société Générale that reorganized Bernstein research and certain businesses — and highlights specialized capabilities such as broadly syndicated loan and CLO management and bespoke private‑credit solutions.

Based on AllianceBernstein L.P.

Expertise

Active portfolio management Tax-loss harvesting

Based on AllianceBernstein L.P.

Occupation focus

Founder/Business Owner Executive

Based on AllianceBernstein L.P.

Demographic focus

HENRY (High Earners, Not Rich Yet) Established Professionals

Based on AllianceBernstein L.P.

Location

800 Capitol Street

Houston TX 77002

Advisors at this office

23

Advisors at this office

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Andrew W

Series 66

Houston, TX

AllianceBernstein L.P.

Andrew Walker is a financial advisor at AllianceBernstein L.P. in Houston, TX, holding a Series 66 designation with three years of industry experience. Prior to joining AllianceBernstein in 2022, he worked at Norris Tubular Systems, LLC and InterMar Products and Services, Inc. AllianceBernstein L.P. is a global, research-driven investment manager serving primarily institutional clients such as pension plans, endowments, and sovereign wealth funds, as well as private clients via Bernstein Private Wealth Services. The firm offers a broad range of investment products across equities, fixed income, multi-asset, and alternative strategies, combining fundamental, economic, and quantitative research disciplines to support portfolio management.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
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James L

CFP®, Series 63, Series 65

Houston, TX

AllianceBernstein L.P.

James Leever is a CFP®-designated financial advisor with six years of industry experience. He is currently with AllianceBernstein L.P. and has prior experience at Sanford C. Bernstein & Co., LLC, Rhame & Gorrell Wealth Management, LLC, and Goldman Sachs & Co. He attended Baylor University from 2013 to 2017. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional clients and private wealth through a broad range of investment products, including equities, fixed income, multi-asset, and alternative strategies. The firm combines fundamental, economic, and quantitative research disciplines to support multiple portfolio management approaches and operates an extensive global affiliate network.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
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Sean S

Series 63, Series 66

Houston, TX

AllianceBernstein L.P.

Sean Stubbs is a financial advisor with AllianceBernstein L.P. in Houston, TX, holding Series 63 and Series 66 licenses and bringing 11 years of industry experience. He has worked at Sanford C. Bernstein & Co., LLC since 2018 and previously held roles at Schwab Private Investment Advisory, Inc. and Charles Schwab. AllianceBernstein is a global, research-driven investment manager serving institutional clients, pooled vehicles, and private clients through its Bernstein Private Wealth Services. The firm employs a research-centric investment approach across a wide range of asset classes and offers both discretionary and non-discretionary portfolio solutions.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
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Lori B

Series 66

Houston, TX

AllianceBernstein L.P.

Lori Bivens is a financial advisor at AllianceBernstein L.P. with two years of industry experience. She previously worked at Battalion Oil Corporation and EP Energy, among other firms. Outside of her advisory role, she is a partner in MLR Associates LLC, involved in short-term rental property management. AllianceBernstein is a global, research-driven investment manager serving institutional and private clients through a broad range of investment products and strategies. The firm emphasizes a research-centric approach that integrates fundamental, economic, and quantitative disciplines across its multi-asset and alternative investment solutions.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
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Stephen L

Series 66

Houston, TX

AllianceBernstein L.P.

Stephen Lewis is a Series 66-registered financial advisor with AllianceBernstein L.P., based in Houston, Texas, and has 23 years of industry experience. He has worked at Sanford C. Bernstein & Co., LLC since 2002. Outside of finance, he owns Tithe Wines, a business focused on strategic marketing, and serves as an adjunct professor at Texas Christian University. AllianceBernstein L.P. is a global, research-driven investment manager serving pooled and institutional clients as well as private clients through Bernstein Private Wealth Services. The firm offers a broad range of investment products and employs a research-centric approach that combines fundamental, economic, and quantitative disciplines.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
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Daniel B

CFP®, Series 63, Series 65

Houston, TX

AllianceBernstein L.P.

Daniel Brunello is a CFP® with 24 years of industry experience, currently serving at AllianceBernstein L.P. in Houston, Texas. He has been with Sanford C. Bernstein & Co., LLC since 2004. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional clients and private clients through Bernstein Private Wealth Services. The firm offers diverse investment products and employs a research-centric approach combining fundamental, economic, and quantitative disciplines across equities, fixed income, multi-asset, and alternative strategies.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
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Aradine S

Series 63, Series 65

Houston, TX

AllianceBernstein L.P.

Aradine Stephenson is a financial advisor at AllianceBernstein L.P. based in Houston, TX, with eight years of industry experience. She has worked at Sanford C. Bernstein & Co., LLC since 2021 and has prior experience at NGP Energy Capital Management and Scotiabank. Her credentials include Series 63 and Series 65 licenses. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional clients and private investors through a wide range of investment products and strategies. The firm employs a research-centric approach that integrates fundamental, economic, and quantitative analysis to support portfolio management across equities, fixed income, multi-asset, and alternative investments.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
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Jackson R

Series 66

Houston, TX

AllianceBernstein L.P.

Jackson Rau is a financial advisor at AllianceBernstein L.P. with five years of industry experience. He holds a Series 66 designation and has worked at several firms, including Merrill, Bank of America, and LPL Financial. His background also includes a role at the U.S. State Department and experience at Texas A&M Law School. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional and private clients with a broad range of investment products across equities, fixed income, multi-asset, and alternative strategies. The firm combines fundamental, economic, and quantitative research disciplines to support portfolio management and offers both discretionary and non-discretionary solutions.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
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Timothy R

Series 66

Houston, TX

AllianceBernstein L.P.

Timothy Ruch is a financial advisor with AllianceBernstein L.P. in Houston, TX, holding a Series 66 designation and 22 years of industry experience. He has been with Sanford C. Bernstein, an affiliate of AllianceBernstein, since 2004. AllianceBernstein L.P. is a global, research-driven investment manager serving primarily institutional and pooled clients, as well as private clients through Bernstein Private Wealth Services. The firm offers a wide range of investment products and solutions across multiple asset classes, combining fundamental, economic, and quantitative research to support portfolio management.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Steven B

Series 66

Houston, TX

AllianceBernstein L.P.

Steven Bergdoll is a financial advisor with AllianceBernstein L.P. in Houston, TX, holding a Series 66 designation and 16 years of industry experience. He has been with AllianceBernstein since 2013. AllianceBernstein L.P. is a global, research-driven investment manager serving primarily institutional clients and private investors through a wide range of investment products and strategies. The firm combines fundamental, economic, and quantitative research to support portfolio management and offers both discretionary and non-discretionary solutions across equities, fixed income, multi-asset, and alternative investments.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Deborah W

Series 63, Series 65

Houston, TX

AllianceBernstein L.P.

Deborah Williams is a financial advisor at AllianceBernstein L.P. with six years of industry experience. She holds the Series 63 and Series 65 designations and is based in Houston, TX. Her background includes professional roles at NJTorres Neurosurgery and Sanford C. Bernstein & Co., LLC. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional and private clients through a wide range of investment products and strategies. The firm emphasizes a research-centric approach that integrates fundamental, economic, and quantitative analysis across its offerings.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Keaton J

Series 63, Series 65

Houston, TX

AllianceBernstein L.P.

Keaton Jones is a financial advisor with AllianceBernstein L.P. in Houston, TX. He holds Series 63 and Series 65 licenses and has been with AllianceBernstein since 2026. Prior to joining the firm, he worked at LeMaitre Vascular, Smith & Nephew, Provident Medical, Game Ready, and the Detroit Tigers. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional clients such as pension plans, endowments, insurance companies, and sovereign wealth funds, as well as private clients through Bernstein Private Wealth Services. The firm offers a broad range of investment products and uses a research-centric approach combining fundamental, economic, and quantitative disciplines.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Gregory J

Series 66

Houston, TX

AllianceBernstein L.P.

Gregory Jeckovich is a financial advisor with AllianceBernstein L.P., holding a Series 66 designation and bringing 25 years of industry experience. He has been with Alliance Capital Management Lp since 2001 and is also affiliated with Sanford C. Bernstein & Co., LLC. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional and pooled clients such as pension plans, endowments, and sovereign wealth funds, as well as private clients through Bernstein Private Wealth Services. The firm offers a wide range of investment products and combines fundamental, economic, and quantitative research disciplines to support its portfolio management and investment strategies.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Andrew E

Series 63, Series 65

Houston, TX

AllianceBernstein L.P.

Andrew Estrada is a financial advisor at AllianceBernstein L.P. in Houston, TX, holding Series 63 and Series 65 licenses with two years of industry experience. His prior roles include positions at Trinity Portfolio Advisors and the Houston Texans. He has also been affiliated with Baylor University and Dartmouth College. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional clients and private investors, offering a wide range of investment products and strategies across equities, fixed income, multi-asset, and alternatives. The firm employs a research-centric investment approach and operates a broad organizational network that includes affiliated broker-dealers and trust companies.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Allison R

Series 66

Houston, TX

AllianceBernstein L.P.

Allison Romm is a financial advisor with AllianceBernstein L.P. in Houston, TX, holding a Series 66 designation and bringing 23 years of industry experience. She has been with Sanford C. Bernstein since 2005. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional and pooled clients as well as private clients through Bernstein Private Wealth Services. The firm offers a wide range of investment products across equities, fixed income, multi-asset, and alternative strategies, employing a research-centric approach that combines fundamental, economic, and quantitative disciplines.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
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