New York, NY Hudson Boulevard East Office

Team
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AllianceBernstein L.P.

Investment Manager

Firm-wide stats for AllianceBernstein L.P.

Total advisors

519

Across 39 offices

Clients per advisor

49

Avg AUM per client

$3,031,592

HNW client ratio

100%

About

AllianceBernstein L.P. is a global, research-driven investment manager that primarily serves pooled and institutional clients — including pension plans, endowments, insurance companies, state and municipal governments, sovereign wealth funds, and other investment advisers — as well as private clients through Bernstein Private Wealth Services. It offers a broad set of investment products and services across equities, fixed income, multi‑asset and alternative strategies, and sponsors mutual funds, ETFs, collective investment trusts and privately placed vehicles.

AB describes its investment approach as research-centric, combining fundamental, economic and quantitative disciplines to support portfolio managers, and it provides both discretionary and non‑discretionary solutions (including separately managed accounts and SMA/wrap programs). The firm notes it uses derivatives where guidelines allow and has registered with the CFTC as a commodity pool operator/commodity trading adviser; it also uses commission arrangements and commission‑sharing relationships and subscribes to third‑party research and proxy‑voting services (for example, ISS and Glass Lewis) to support its investment process.

What is distinctive about AB’s profile in the brochure is its scale and organizational breadth: it manages large, multi‑asset mandates and pooled products while operating affiliated broker‑dealers (e.g., Sanford C. Bernstein & Co., LLC), an affiliated trust company (AllianceBernstein Trust Company, LLC), and a wide global affiliate network. The firm also discloses recent strategic transactions and integrations in the brochure — for example, the acquisition and rebranding of CarVal (now AB CarVal) and the formation of a joint venture structure with Société Générale that reorganized Bernstein research and certain businesses — and highlights specialized capabilities such as broadly syndicated loan and CLO management and bespoke private‑credit solutions.

Based on AllianceBernstein L.P.

Expertise

Active portfolio management Tax-loss harvesting

Based on AllianceBernstein L.P.

Occupation focus

Founder/Business Owner Executive

Based on AllianceBernstein L.P.

Demographic focus

HENRY (High Earners, Not Rich Yet) Established Professionals

Based on AllianceBernstein L.P.

Location

66 Hudson Boulevard East

New York NY 10001

Advisors at this office

111

Advisors at this office

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Benjamin L

Series 63, Series 66

New York, NY

AllianceBernstein L.P.

Benjamin Lehrhoff is a financial advisor at AllianceBernstein L.P. in New York, NY, holding Series 63 and Series 66 licenses with 19 years of industry experience. He has been with Sanford C. Bernstein since 2007. AllianceBernstein L.P. is a global, research-driven investment manager serving primarily pooled and institutional clients, as well as private clients through Bernstein Private Wealth Services. The firm offers a broad range of investment products and services across equities, fixed income, multi-asset, and alternative strategies, employing a research-centric approach that combines fundamental, economic, and quantitative disciplines.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Emily W

Series 63, Series 65

New York, NY

AllianceBernstein L.P.

Emily Wiser is a financial advisor at AllianceBernstein L.P. with six years of industry experience. She holds Series 63 and Series 65 registrations and has previously worked at Corient Services LLC, Portola Partners, and Brownson, Rehmus & Foxworth, Inc., among others. In 2024, she briefly explored a purse design business through a formed LLC, which has since been dissolved. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional and private clients with a wide range of investment products across equities, fixed income, multi-asset, and alternative strategies. The firm combines fundamental, economic, and quantitative research disciplines and manages large multi-asset mandates while operating a broad global affiliate network.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
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Lisa S

Series 66

New York, NY

AllianceBernstein L.P.

Lisa Stone is a financial advisor with AllianceBernstein L.P. based in New York, NY. She holds a Series 66 designation and has 22 years of industry experience, all with Sanford C. Bernstein. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional and private clients with a broad range of investment products and services across multiple asset classes. The firm combines fundamental, economic, and quantitative research to support portfolio management and offers both discretionary and non-discretionary solutions.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
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Tully M

CFA®, Series 66

New York, NY

AllianceBernstein L.P.

Tully Mcgowan is a CFA® charterholder with 18 years of industry experience. He is currently with AllianceBernstein L.P. and has been with Sanford C. Bernstein & Co., LLC since 2007. AllianceBernstein L.P. is a global investment manager serving institutional and pooled clients as well as private clients through Bernstein Private Wealth Services. The firm employs a research-driven approach that integrates fundamental, economic, and quantitative analysis across a broad range of investment products and strategies.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Paul B

Series 63, Series 65

New York, NY

AllianceBernstein L.P.

Paul Beirne is a financial advisor at AllianceBernstein L.P. with 38 years of industry experience. He has been with Sanford C. Bernstein & Co., LLC since 2000. Beirne is the president of the Beirne Foundation, a private foundation. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional and private clients with a broad range of investment products across equities, fixed income, multi-asset, and alternative strategies. The firm combines fundamental, economic, and quantitative research disciplines to support portfolio management and offers both discretionary and non-discretionary solutions.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
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Mark M

Series 66

New York, NY

AllianceBernstein L.P.

Mark Mc Hale is a financial advisor at AllianceBernstein L.P. in New York, NY, holding a Series 66 designation with five years of industry experience. His prior experience includes roles at Sanford C. Bernstein & Co., LLC, Bank of America, Merrill, and Baker Tilly. AllianceBernstein L.P. is a global research-driven investment manager serving pooled and institutional clients as well as private clients through Bernstein Private Wealth Services. The firm offers a broad range of investment products and employs a research-centric approach that combines fundamental, economic, and quantitative disciplines.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Griffin R

Series 63, Series 65

New York, NY

AllianceBernstein L.P.

Griffin Radford is a financial advisor with AllianceBernstein L.P. based in New York, NY. He holds Series 63 and Series 65 licenses and has five years of industry experience. His prior roles include positions at Goldman Sachs Ayco, Kay Jewelers, Cocoa Creates, Kingland Systems, and Hahn's Bakery LLC. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional clients and private investors through Bernstein Private Wealth Services. The firm offers a wide range of investment products and leverages a research-centric approach combining fundamental, economic, and quantitative disciplines.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Paul R

Series 63, Series 65

New York, NY

AllianceBernstein L.P.

Paul Robertson is a financial advisor with AllianceBernstein L.P. in New York, NY, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has worked at Sanford C. Bernstein & Co., LLC since 2000. AllianceBernstein L.P. is a global, research-driven investment manager serving pooled and institutional clients, as well as private clients through Bernstein Private Wealth Services. The firm offers a wide range of investment products across equities, fixed income, multi-asset, and alternative strategies, combining fundamental, economic, and quantitative research disciplines in its investment approach.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
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Haley T

Series 63, Series 65

New York, NY

AllianceBernstein L.P.

Haley Thompson is a financial advisor at AllianceBernstein L.P. with nine years of industry experience. She has worked at Sanford C. Bernstein & Co., LLC since 2017 and previously held roles at Trinity College, including positions in the Admissions Office and Office of College Events. She holds Series 63 and Series 65 licenses. AllianceBernstein L.P. is a global, research-driven investment manager serving pooled and institutional clients as well as private clients through Bernstein Private Wealth Services. The firm offers a broad range of investment products and uses a research-centric approach combining fundamental, economic, and quantitative disciplines to support portfolio managers.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Richard S

Series 66

New York, NY

AllianceBernstein L.P.

Richard Schwam is a financial advisor with AllianceBernstein L.P. in New York, NY, holding a Series 66 designation and with 20 years of industry experience. He has worked at AllianceBernstein Investments, Inc. since 2006. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional and pooled clients, as well as private clients through Bernstein Private Wealth Services. The firm offers a wide range of investment products across equities, fixed income, multi-asset, and alternatives, employing a research-centric approach that integrates fundamental, economic, and quantitative analysis.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Shayne L

Series 63, Series 65

New York, NY

AllianceBernstein L.P.

Shayne Lawless is a financial advisor at AllianceBernstein L.P. in New York, NY, holding Series 63 and Series 65 designations with five years of industry experience. He has been with AllianceBernstein since 2019 and is also affiliated with Stony Brook University. AllianceBernstein is a global, research-driven investment manager serving institutional and private clients with a broad range of investment products across equities, fixed income, multi-asset, and alternative strategies. The firm employs a research-centric approach that integrates fundamental, economic, and quantitative disciplines to support portfolio management.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Joseph K

Series 63, Series 66

New York, NY

AllianceBernstein L.P.

Joseph Krofcheck is a financial advisor at AllianceBernstein L.P. in New York, NY, holding Series 63 and Series 66 licenses with 13 years of industry experience. He has been with AllianceBernstein Investments, Inc. since 2014. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional and pooled clients, including pension plans, endowments, and sovereign wealth funds, as well as private clients through Bernstein Private Wealth Services. The firm offers a broad range of investment products and emphasizes a research-centric approach combining fundamental, economic, and quantitative disciplines.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Kevin O

CFP®, Series 63, Series 66

New York, NY

AllianceBernstein L.P.

Kevin O'Brien is a CFP®-designated financial advisor at AllianceBernstein L.P. in New York, NY, with 15 years of industry experience. He previously worked at JPMorgan Securities LLC and JPMorgan Chase Bank from 2010 to 2022 before joining AllianceBernstein in 2022. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional and private clients with a broad range of investment products and strategies. The firm employs a research-centric approach, combining fundamental, economic, and quantitative disciplines, and manages large multi-asset mandates alongside pooled products.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Jennifer L

Series 63, Series 66

New York, NY

AllianceBernstein L.P.

Jennifer Libertiny is a financial advisor at AllianceBernstein L.P. with 11 years of industry experience. She holds Series 63 and Series 66 designations. Her prior roles include positions at Thornburg Investment Management, Foreside Fund Services, LLC, and Ninety One North America, Inc. AllianceBernstein L.P. is a global, research-driven investment manager serving primarily pooled and institutional clients as well as private clients through Bernstein Private Wealth Services. The firm offers a broad range of investment products and follows a research-centric approach that combines fundamental, economic, and quantitative disciplines.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
user avatar

Alison S

Series 66

New York, NY

AllianceBernstein L.P.

Alison Smith is a financial advisor at AllianceBernstein L.P. with three years of industry experience. She previously worked at Rethink Capital Partners, Cornerstone Capital Inc, and Tiger 21. Alison participates in Fordham University’s Career Development Center Alumni in Residence Program, providing mentoring and consultation to students. AllianceBernstein L.P. is a global, research-driven investment manager serving institutional and private clients with a broad range of investment products across equities, fixed income, multi-asset, and alternative strategies. The firm combines fundamental, economic, and quantitative research disciplines to support portfolio managers and offers both discretionary and non-discretionary investment solutions.

Active portfolio management Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet) Established Professionals
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