Allied Oak Wealth, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Allied Oak Wealth, LLC provides wealth management, discretionary portfolio management, and financial planning to individuals, high‑net‑worth clients, trusts and estates. The firm charges percentage‑of‑assets (AUM) advisory fees and emphasizes ongoing client contact and account supervision.
The advisor’s investment process is long‑term and grounded in fundamental analysis, constructing portfolios that primarily use exchange‑traded funds and individual stocks while sometimes retaining legacy positions for tax or fit reasons. Allied Oak manages client accounts on a discretionary basis at a qualified custodian and discloses a wrap‑fee program that bundles securities transaction costs into its advisory fee.
The firm is newly established and started operations in 2026, reporting no assets under management at inception and generally targeting relationships with an aggregate minimum of $500,000, which positions it as a small, startup solo adviser within the independent‑RIA segment. Its principal brings prior experience in wealth‑platform and client‑service roles, and the firm maintains an institutional custody relationship (including technology and other benefits from the custodian), a dynamic the brochure notes can create incentives when recommending that custodian.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.50% $1,000,001 - $4,000,000: 1.25% $4,000,001 - $10,000,000: 1.00% $10,000,001 - $30,000,000: 0.75% $30,000,001+: 0.50%
Account minimum: $500,000 Fee-only: Fees based on tiered asset levels as outlined; no commissions charged.
Main office
Cornelius NC
Advisors at this office
1
Most active in
Louisiana · North Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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