Allied Private Wealth
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Allied Private Wealth advises individuals — including high-net-worth clients — as well as businesses and institutional investors, providing discretionary portfolio management, stand-alone financial planning and consulting, pension consulting for employee benefit plans, and advisory services on alternative and private equity investments. The brochure states the firm manages approximately $224,953,585 in assets and offers custom portfolios or firm-developed model portfolios with ongoing monitoring and rebalancing.
The firm describes an analytical approach that draws on technical and fundamental analysis and modern portfolio theory, and it implements a range of strategies from long- and short-term purchases to more active techniques. Its stated implementation tools include short sales, option writing, margin transactions and frequent trading, and it may advise on alternative/private equity positions that are not held under its discretionary authority.
Distinctive features disclosed in the brochure include that the firm was formed as an LLC in December 2023 and operates with three advisors while already reporting roughly $225 million in AUM. The brochure also discloses that some Investment Adviser Representatives may be licensed as independent insurance agents who earn commission-based compensation for insurance sales, and that the firm provides ERISA-related pension consulting and participant education — features that create additional services and potential conflicts of interest for prospective clients to review.
Client services
Expertise
Fee options
Investment Advisor Representatives may earn commission-based compensation for selling insurance products, separate and in addition to advisory fees.
$250 per hour for financial planning and consulting services.
Main office
7700 Congress Ave Suite 3208
Boca Raton FL 33487
Advisors at this office
3
Most active in
Florida · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Alex L
Series 66
Boca Raton, FL
Allied Private Wealth
Alex Lee is a financial advisor at Allied Private Wealth with 12 years of industry experience. He holds a Series 66 designation and previously worked at Sky Alpha Asset Advisors LLC, Oppenheimer & Co. Inc., and Morgan Stanley in various roles from 2014 to 2024. Allied Private Wealth advises high-net-worth individuals, businesses, and institutional investors with discretionary portfolio management, financial planning, pension consulting, and alternative investment advisory services. The firm employs an analytical investment approach incorporating technical and fundamental analysis and manages approximately $225 million in assets across custom and model portfolios.
John E
Series 63, Series 66
Boca Raton, FL
Allied Private Wealth
John Entenberg is a financial advisor with Allied Private Wealth in Boca Raton, FL, holding Series 63 and Series 66 licenses and bringing 30 years of industry experience. He has worked at Morgan Stanley Private Bank, National Association, and Morgan Stanley Smith Barney LLC since 2015. Allied Private Wealth primarily serves individual and high-net-worth clients, as well as employee benefit plans, offering discretionary portfolio management, financial planning, pension consulting, and advisory services on alternative and private equity investments. The firm uses a broad investment approach that includes fundamental and technical analysis, portfolio theory, and various trading strategies, supported by custodial platforms from Fidelity and Schwab.
Mara S
Series 63, Series 65
Boca Raton, FL
Allied Private Wealth
Mara Schainuck is a financial advisor with Allied Private Wealth in Boca Raton, FL, holding Series 63 and Series 65 licenses and bringing 45 years of industry experience. Her prior roles include positions at Morgan Stanley Private Bank, Morgan Stanley Smith Barney, Morgan Stanley & Co., Wells Fargo Clearing, and Prudential Equity Group. She is also an author, having written a book titled *The Stockbroker* that was recently published. Allied Private Wealth advises high-net-worth individuals, businesses, and institutional investors, offering discretionary portfolio management, financial planning, pension consulting, and alternative investment advisory services. The firm employs an analytical investment approach combining technical and fundamental analysis with modern portfolio theory and manages approximately $225 million in assets across custom and model portfolios.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)