Phoenix, AZ Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Allworth financial, L.P.
Enterprise
Firm-wide stats for Allworth financial, L.P.
About
Allworth Financial serves a wide range of clients — including individual and high‑net‑worth investors, pension and profit‑sharing plans, trusts, corporations and charitable organizations — and offers financial and wealth planning, discretionary and non‑discretionary portfolio management, qualified retirement plan consulting, and variable annuity sub‑account servicing. The firm also manages privately offered funds and provides education through newsletters, podcasts and seminars.
The firm combines quantitative and qualitative analysis through an Investment Committee to implement customized allocations across equities, fixed income, ETFs, mutual funds, options overlays and privately offered investments, and offers a mix of model strategies (Core‑Satellite, Pure Index, buffered equity ETFs) and specialist portfolios (e.g., ESG, Christian Values, IntelliBuilD, Outlier Growth). Allworth may delegate management to third‑party advisers, runs both wrap and non‑wrap programs, and uses technology such as Pontera to monitor and rebalance held‑away retirement accounts as part of a holistic planning approach.
Distinctive features called out in the brochure include a practice of retaining acquired advisors under former trade names during transition periods and disclosing predecessor performance related to acquisitions, the firm’s airline‑industry practice (Allworth Airline Advisors), and operation of private Shorepoint funds that pay a performance‑based incentive allocation and have $250,000 minimums. The brochure also documents close affiliations with an affiliated broker‑dealer (AW Securities) and an affiliated tax/accounting practice, and describes multiple solicitation and referral arrangements (including participation in third‑party referral programs), all of which create identifiable conflicts that the firm says it manages through policies and disclosures.
Based on Allworth financial, L.P.
Expertise
Based on Allworth financial, L.P.
Location
11240 N Tatum Blvd, Suite 110
Phoenix AZ 85028
Advisors at this office
3
Advisors at this office
Miguel M
Series 63, Series 66
Phoenix, AZ
Allworth financial, L.P.
Miguel Mayagoitia is a financial advisor at Allworth Financial, L.P. in Phoenix, AZ, with seven years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Vanguard Marketing Corporation and The Vanguard Group, Inc. from 2019 to 2026. Allworth Financial serves a diverse client base including individual and high-net-worth investors, pension plans, trusts, and charitable organizations. The firm provides financial planning, portfolio management, retirement plan consulting, and offers a range of investment strategies supported by both quantitative and qualitative analysis.
Kelly R
Series 63, Series 65
Phoenix, AZ
Allworth financial, L.P.
Kelly Richards is a financial advisor with Allworth Financial, L.P. in Phoenix, AZ, holding Series 63 and Series 65 licenses and possessing 21 years of industry experience. His prior work includes roles at First Allied Advisory Services, BHF RG Capital Inc., and Raymond James & Associates. Outside of advising, he is a managing member of Dynamite Office Holdings, LLC and a partner in It's Happening, LLC, both non-investment business activities. Allworth Financial serves a diverse client base including individual and high-net-worth investors, pension and profit-sharing plans, trusts, corporations, and charitable organizations. The firm offers comprehensive financial planning and portfolio management, employing both quantitative and qualitative investment analysis and a variety of model and specialist portfolios.
Brent S
CFP®, Series 63
Phoenix, AZ
Allworth financial, L.P.
Brent Sayler is a financial advisor at Allworth Financial, L.P. in Phoenix, AZ, holding CFP® and Series 63 designations with six years of industry experience. His prior experience includes roles at The Vanguard Group, Inc. from 2016 to 2021, followed by independent advisory work from 2021 until joining Allworth Financial in 2024. Allworth Financial serves individual and high-net-worth clients, pension and profit-sharing plans, trusts, corporations, and charitable organizations, offering a range of services including financial planning, portfolio management, and retirement plan consulting. The firm uses a combination of quantitative and qualitative analysis to create customized investment allocations and provides educational resources such as newsletters, podcasts, and seminars.
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