Alohana Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Alohana Financial, LLC is a fee-only registered investment adviser that provides investment management and financial planning services to individuals and high-net-worth individuals. The firm offers both ongoing and project-based planning engagements and discretionary portfolio management covering equities, fixed income, mutual funds, ETFs and cash equivalents.
Alohana describes its investment process as asset-allocation driven and grounded in Modern Portfolio Theory, using a mix of passive and active vehicles and allowing for socially responsible (ESG) customization when clients request it. Portfolios are generally managed with a long‑term orientation, clients may impose reasonable written restrictions, and the firm recommends an institutional custodian for custody and trade execution.
Noteworthy details in the brochure include that the firm is recently formed and currently reports no assets under management, and that it charges hourly fees for certain project-based planning work — a billing practice that is relatively uncommon for firms in the investment-manager category. The brochure also highlights the principal’s advanced academic degree and multiple professional credentials (CFP®, RLP®, and enrolled agent) and prior experience at national banking and clearing organizations.
Client services
Expertise
Fee options
Initial fee up to $1,500 for ongoing financial planning; recurring monthly fees $400 to $700; fixed fees for project-based planning range from $5,000 to $10,000.
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
$500 per hour for Project-Based Financial Planning.
Fee-only: Financial planning services offered on a fee-only basis; no commissions received.
Main office
Durham NC
Advisors at this office
1
Most active in
North Carolina
Also doing business as
Alohana Financial · Alohana Financial, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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