Alpha Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$31,002,708
Clients
57
Advisors
3
across 2 offices
About
Alpha Advisors advises individuals (including high‑net‑worth clients), business entities, trusts, estates and charitable organizations, providing discretionary and non‑discretionary portfolio management, financial planning, and related consulting services. The firm operates on a fee‑only basis, typically charging percentage‑of‑AUM advisory fees, and generally recommends custodians such as Charles Schwab or TD Ameritrade for client accounts.
The firm constructs diversified portfolios across domestic and international equities, fixed income, tactical and alternative strategies, and often employs unaffiliated independent managers while using statistical and qualitative portfolio‑construction tools to guide allocation decisions. Alpha Advisors also offers stand‑alone financial planning and non‑investment implementation consulting and conducts ongoing account monitoring and periodic reviews.
What is distinctive about the firm is that it sponsors and manages affiliated private limited partnerships (Alpha Venture Capital Partners, L.P. and Alpha Venture Capital Fund, L.P.) and may recommend these partnerships to qualified clients on a non‑discretionary basis, subject to subscription agreements — a practice that is uncommon among similar team firms and that the brochure discloses as presenting potential conflicts of interest. The firm also discloses principals’ external activities, including serving on public company boards and operating as a licensed real‑estate broker and licensed insurance agent, and notes clients are under no obligation to participate in those affiliated services.
Client services
Expertise
Occupation focus
Fee options
Financial planning and consulting services fixed fees generally range from $500 to $2,500
$0 - $1,000,000: 1.50% $1,000,000 - $2,000,000: 1.00% $2,000,000 - $4,000,000: 0.80% $4,000,000+: Negotiable
Insurance and real estate products sold on commission basis by principals in separate capacities; clients not obligated to purchase
Financial planning and consulting services hourly fees range from $150 to $200 per hour
Account minimum: $250 minimum annual fee Minimum fee: Minimum annual fee of $250 for investment advisory services, may be reduced or waived based on criteria Fee-only: Fee-only basis; no commissions on investment advisory services
Main office
See office117 N Massachusetts Ave
Lakeland FL 33801
Advisors at this office
2
Offices (2)
Most active in
Florida
Also doing business as
Alpha Advisors, Inc. · Alpha Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Andrea D
Series 63, Series 65
Lakeland, FL
Alpha Advisors, LLC
Andrea Dockery is a financial advisor with Alpha Advisors, LLC, holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. She has been with Alpha Advisors since 2006 and is also involved in real estate as a Broker Owner at RE/MAX Experts, LLC and related entities, a role she has held since 2012. Alpha Advisors serves individuals, business entities, trusts, estates, and charitable organizations with discretionary and non-discretionary portfolio management, financial planning, and consulting services. The firm constructs diversified portfolios using domestic and international equities, fixed income, tactical and alternative strategies, and manages affiliated private limited partnerships available to qualified clients.
Carl D
Series 66
Lakeland, FL
Alpha Advisors, LLC
Carl Dockery is a financial advisor with Alpha Advisors, LLC, holding a Series 66 designation and 20 years of industry experience. He has served as a director of Aytu BioScience, Inc., a biotech company focused on treatments for complex central nervous system diseases, since 2016. Dockery is also involved in managing several private investment and holding companies. Alpha Advisors serves individuals, business entities, trusts, estates, and charitable organizations with discretionary and non-discretionary portfolio management, financial planning, and consulting services. The firm constructs diversified portfolios using domestic and international equities, fixed income, tactical and alternative strategies, and sponsors affiliated private limited partnerships for qualified clients.
Shannon H
Series 65
Pace, FL
Alpha Advisors, LLC
Shannon Hill is a financial advisor at Alpha Advisors, LLC with 12 years of industry experience. She holds a Series 65 designation and has been with Alpha Advisors since 2006. The firm serves individuals, business entities, trusts, estates, and charitable organizations, providing portfolio management, financial planning, and consulting services. Alpha Advisors constructs diversified portfolios using domestic and international equities, fixed income, tactical and alternative strategies, and also manages affiliated private limited partnerships that may be recommended to qualified clients.
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