Alpha Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Alpha Capital LLC is a state‑registered investment adviser managing roughly $67.8 million for about 130 clients and offers discretionary and non‑discretionary portfolio management alongside financial planning and consulting services. Its client base includes individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations, corporations, business entities and private funds.
The firm employs a long‑term, asset‑allocation driven process in which clients are assigned an investment adviser representative who tailors portfolios using mutual funds, ETFs, equities, fixed income and, when appropriate, third‑party portfolio managers, with ongoing monitoring and periodic rebalancing. Alpha Capital discloses that it sponsors a wrap fee program (the Alpha Capital Wrap Program) and, unusually for peers, may employ borrowing in separately managed accounts.
The brochure discloses a range of affiliations and outside business activities that the firm manages through policies and disclosures, including an affiliated insurance agency (where advisors may receive commissions), advisors with broker‑dealer registration, ownership interests in an advertising entity, and a Financial Wellness platform for employees. Taken together — the firm’s work for unusual institutional client types (e.g., a sovereign wealth fund, banks, state/municipal clients, insurance companies and other advisers), its role as a wrap program sponsor, the explicit use of leverage in SMAs, and its multiple affiliated businesses — represent features that distinguish it from many similarly sized advisory firms.
Client services
Expertise
Occupation focus
Fee options
$0 - $34,999.99: $500/year flat fee (not percentage) $35,000 - $99,999.99: 1.55% $100,000 - $249,999.99: 1.24% (standard equity fee), 0.99% (fixed income fee), 1.65% (options strategy fee) $250,000 - $499,999.99: 1.19% (standard equity fee), 0.95% (fixed income fee), 1.59% (options strategy fee) $500,000 - $749,999.99: 1.14% (standard equity fee), 0.91% (fixed income fee), 1.53% (options strategy fee) $750,000 - $999,999.99: 1.09% (standard equity fee), 0.87% (fixed income fee), 1.47% (options strategy fee) $1,000,000 - $4,999,999.99: 1.04% (standard equity fee), 0.83% (fixed income fee), 1.41% (options strategy fee) $5,000,000 - $24,999,999.99: 1.00% (standard equity fee), 0.80% (fixed income fee), 1.35% (options strategy fee) $25,000,000+: Negotiated
Commission-based compensation from insurance product sales through affiliate Alpha Capital Strategies, LLC
Hourly rates may be charged for financial planning and consulting services depending on arrangement
Account minimum: $35,000 Minimum fee: $500/year flat fee for accounts with less than $35,000 in AUM Fee-only: Financial planning and consulting fees charged on fixed fee, hourly rate, or percentage of assets under advisement depending on arrangement; fees are negotiable
Main office
See office6213 98th Street
Lubbock TX 79424
Advisors at this office
1
Offices (2)
Most active in
Texas
Also doing business as
Alpha Capital LLC · Alpha Capital, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Charles S
Series 66
Lubbock, TX
Alpha Capital LLC
Charles Snyder is a financial advisor at Alpha Capital LLC in Lubbock, TX, with 12 years of industry experience. He holds a Series 66 designation and has previously worked with LPL Financial, Eagle Strategies, and New York Life. Outside of his advisory role, he owns Dark Puppet LLC and Twisted Pixels Photography, and is involved in an oil and gas company, KAE Energy, LLC. Alpha Capital LLC provides investment advisory, financial planning, and consulting services to a diverse client base including individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm employs a long-term, asset-allocation driven investment approach and offers discretionary and non-discretionary portfolio management along with retirement plan advisory services.
Gustavo C
Series 66
Lubbock, TX
Alpha Capital LLC
Gustavo Chavez is a financial advisor with Alpha Capital LLC in Lubbock, TX, holding a Series 66 designation and one year of industry experience. His prior roles include positions at LPL Financial LLC, Spire Outsourcing, and Sig Dansby & Associates. Chavez is involved with Alpha Capital Strategies LLC, a business related to his advisory work. Alpha Capital LLC manages approximately $67.8 million for about 130 clients, offering discretionary and non-discretionary portfolio management along with financial planning and consulting services. The firm serves a diverse client base and employs a long-term, asset-allocation driven investment process that includes mutual funds, ETFs, equities, fixed income, and third-party portfolio managers, with ongoing monitoring and rebalancing.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")