Alpha Concepts LLC
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About
Alpha Concepts provides discretionary asset management primarily to institutional and high‑net‑worth clients, typically through pooled vehicles or institutional mandates rather than broad retail relationships. Services center on ongoing portfolio management, including investment selection, asset allocation, monitoring, and trade execution under discretionary authority.
The firm’s investment process is driven by proprietary, quantitatively based systematic models that are applied consistently across client accounts rather than creating individualized strategies for each client. Depending on the strategy, implementations may include long- and short-term trading and the use of derivatives and option-writing as part of the model-based approach.
Alpha Concepts is notable among peers for relying on performance‑based compensation arrangements rather than conventional percentage‑of‑assets fees, with participation in those arrangements limited to clients meeting the firm’s eligibility criteria. It is a recently formed, single-professional manager with no reported client assets under management to date, and its combination of a model-driven strategy and active use of derivatives sets it apart from many larger, asset-based investment managers.
Client services
Expertise
Fee options
$0 - $1,000,000: Not applicable - minimum account size is $1,000,000 $1,000,000+: Performance-based fees only, no asset-based fees
Performance-based fees charged quarterly in arrears, calculated on a non-cumulative sliding scale based on annual gross investment return: 25% on returns from 0% up to 50%; 50% on returns exceeding 50%. Fees assessed only on gains above a high-water mark. No asset-based or flat fees charged.
Account minimum: $1,000,000
Main office
390 North Broadway, Suite 130
Jericho NY 11753
Advisors at this office
1
Most active in
New York
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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