Alpha Financial Nordic
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,900,000
Clients
19
37% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
19
TypicalAverage account size
$678,947
About
Alpha Financial Nordic is a fee-only, fiduciary registered investment adviser that provides discretionary wealth management to affluent individuals and families with a stated minimum of $500,000 in investable assets. Services include private client wealth management, financial planning and coaching, tax-efficient portfolio construction, and volatility-protection strategies.
The firm’s investment approach is grounded in Modern Portfolio Theory and low-cost index exposures designed to maximize the probability of meeting client objectives; portfolios are implemented on a discretionary basis with tax-smart structures. Alpha also describes the use of AI-optimized diversification and specific volatility-mitigation tools (including “shutdown-resilient” bond allocations) and coordinates planning with clients’ CPAs and attorneys.
Compared with many peers, the firm manages a modest asset base across a very small number of client relationships, which results in more limited accounts under management and closer advisor oversight. The principal’s background combines retired military service and a diplomatic role as an Honorary Consul of Norway with decades of corporate finance experience, the firm’s principals invest in the same portfolios offered to clients, and Alpha typically does not vote client proxies.
Client services
Portfolio management
Expertise
Passive / index investing
Tax-loss harvesting
Wealth management
Demographic focus
HENRY (High Earners, Not Rich Yet)
Fee options
$0 - $200,000: 1.10% annually $200,000 - $600,000: 0.85% annually $600,000 - $1,000,000: 0.65% annually $1,000,000 - $5,000,000: 0.45% annually $5,000,000 - $10,000,000: 0.35% annually $10,000,000+: 0.22% annually
Account minimum: $500,000 Fee-only: Fee-only wealth management (no commissions or mark-ups on securities)
Main office location
Alpha Financial Nordic
16810 E Avenue Of The Fountains, Suite 200, 16810
Fountain Hills AZ 85268, United States
Number of offices
1
Most active in
Alpha Financial Nordic has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")