A complete list of active advisors currently associated with Alpha Omega Financial

Warmer can help you find a great advisor at Alpha Omega Financial or one who fits your needs even better.

Alpha Omega Financial provides financial planning and portfolio management to individuals (including high‑net‑worth and non‑HNW clients), as well as to trusts, estates, charitable organizations, and corporations. The firm reports discretionary management of approximately $186.97 million across about 86 clients and offers both discretionary and non‑discretionary advisory arrangements. The firm builds tailored portfolios using a mix of fundamental, technical, and charting analysis and implements broad asset allocations across U.S., foreign, and emerging market equities, multiple fixed‑income sectors, and commodities exposure via ETFs and mutual funds. Risk management emphasizes setting portfolio allocation on the client’s risk tolerance, position‑size controls and, where appropriate, structured disposition plans and the use of options and other derivatives — including hedging in separately managed accounts — to manage large positions and pursue tax‑efficient outcomes. Alpha Omega Financial requires execution through Charles Schwab for its model portfolios and uses Schwab’s institutional platform and supporting services for custody, trading, and reporting, which shapes its operational workflow. The firm also uses standing authorizations for client transfers, may employ margin occasionally, and does not vote client proxies, operational features prospective clients should consider alongside its investment practices.

To learn more about the advisors currently working at Alpha Omega Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.