A complete list of active advisors currently associated with Alpha & Omega

Warmer can help you find a great advisor at Alpha & Omega or one who fits your needs even better.

Alpha & Omega Financial provides advisory services to individual and high‑net‑worth clients as well as pension and profit‑sharing plans, offering portfolio management, financial planning, pension consulting, model portfolio selection, and third‑party administrator services for retirement plans. The firm prepares individualized investment policy statements, monitors portfolios, and may refer clients to third‑party managers and model portfolios for implementation. The firm uses methods such as cyclical and fundamental analysis, modern portfolio theory, and quantitative analysis and generally pursues a long‑term trading orientation while documenting client risk tolerances and IPS objectives. Uncommonly for peers, nearly all of the firm’s reported assets under management are non‑discretionary, so the adviser typically obtains client authorization before effecting transactions and relies on third‑party managers for discretionary execution when used. Alpha & Omega is notable for its affiliations with a trust company and with a law practice, and it integrates pension plan document preparation, Form 5500 filing, and related administrative services with its advisory offering, which the firm discloses as potential sources of conflicts. The firm also operates via fee‑sharing arrangements with third‑party managers, requires the use of particular custodians, and does not aggregate trades across client accounts—operational features that may influence trade execution and manager selection relative to many peers.

To learn more about the advisors currently working at Alpha & Omega, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.