Alpha Solutions Investment Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$466,297,524
Clients
457
Advisors
4
of 6 employees
About
Alpha Solutions Investment Advisors is an SEC-registered, fee-only investment adviser with roughly $509 million in discretionary assets under management. The firm serves individual and high-net-worth investors as well as a range of institutional and pooled clients — including pensions, foundations, retirement plans and other pooled entities — and offers discretionary portfolio management, customized wealth management and limited financial planning across equities, fixed income, ETFs, REITs, MLPs and alternative assets such as private equity and real estate.
Alpha’s investment process is driven by an Investment Committee that combines fundamental and technical analysis to set strategic asset allocation and security-level decisions, and it manages accounts on a discretionary basis with tools such as stop-loss orders and occasional short-term trading. Portfolios are typically constructed from exchange-traded instruments and individual securities (the firm generally avoids initiating mutual fund purchases) and are billed on an asset-based, quarterly fee basis.
What is distinctive in the firm’s disclosure is that it acts as portfolio manager for pooled investment vehicles — listing pensions, foundations and similar entities among its client types — a capability less commonly reported by peer team firms. The brochure also details formal vendor due diligence, cybersecurity practices and an AI governance framework (including use of Anthropic’s Claude under controlled data terms, human oversight of AI outputs, and a contemplated read-only Schwab integration), which the firm presents as part of its operational oversight.
Client services
Expertise
Fee options
$0 - $2 million: 1.25% $2 million - $5 million: 1.00% $5 million - $10 million: 0.75% $10 million - $20 million: 0.60% $20 million+: 0.50%
Consulting fees charged at $500 per hour upon client request outside standard services.
Account minimum: $500,000 Minimum fee: Minimum annual fee of $5,000 may be imposed per account, waivable or reducible at firm's discretion. Fee-only: Alpha Solutions is a fee-only registered investment advisor; no commissions or other compensation is received.
Main office
400 Oyster Point Blvd., Suite 407
South San Francisco CA 94080
Advisors at this office
4
Most active in
California
Also doing business as
Alpha Solutions Investment Advisors · Alpha Solutions Investment Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Anthony S
Series 65
South San Francisco, CA
Alpha Solutions Investment Advisors
Anthony Sam is a Series 65-licensed financial advisor with 15 years of industry experience. He is a member of the advisory team at Alpha Solutions Investment Advisors and has held leadership roles at Xtronx, Inc., a digital video billboard company, where he serves as Executive Vice President of Operations. He also serves on the boards of Valstock Management Inc. and WSJ Management LLC, both real estate-related businesses. Alpha Solutions Investment Advisors is an SEC-registered, fee-only firm managing approximately $509 million in discretionary assets. The firm serves individual, high-net-worth, and institutional clients, employing a combined fundamental and technical investment approach through discretionary portfolio management that includes equities, fixed income, and alternative assets.
Jordan S
Series 65
South San Francisco, CA
Alpha Solutions Investment Advisors
Jordan Sam is a Series 65-licensed financial advisor at Alpha Solutions Investment Advisors with one year of industry experience. Prior to joining Alpha Solutions, he was affiliated with the University of California, Riverside for a total of four years. Alpha Solutions Investment Advisors is an SEC-registered, fee-only firm managing approximately $509 million in discretionary assets. The firm serves individual and high-net-worth investors as well as institutional clients including pensions, foundations, and retirement plans, providing discretionary portfolio management, customized wealth management, and limited financial planning across multiple asset classes.
Robert M
CFA®
South San Francisco, CA
Alpha Solutions Investment Advisors
Robert Moses Jr. is a CFA® charterholder with 13 years of industry experience. He is a member of the team at Alpha Solutions Investment Advisors and has held roles there since 2013. Outside of his advisory work, he oversees inventory management at ShopRite, a non-investment related business. Alpha Solutions Investment Advisors is an SEC-registered, fee-only firm managing approximately $509 million in discretionary assets. The firm serves individual and high-net-worth investors as well as institutional clients, offering discretionary portfolio management and customized wealth planning with a focus on exchange-traded instruments and alternative assets.
Nathalie L
Series 65
South San Francisco, CA
Alpha Solutions Investment Advisors
Nathalie Lai is a financial advisor at Alpha Solutions Investment Advisors with a Series 65 designation and one year of industry experience. Prior to joining the firm, she worked in dental practices, including Tamir Wardany DDS and Union Square Dental Group. Outside of financial advising, she is actively engaged as a practicing dentist at Lands End Dental. Alpha Solutions Investment Advisors is an SEC-registered, fee-only firm managing approximately $509 million in discretionary assets. The firm serves individual and high-net-worth investors as well as institutional and pooled clients, employing a combined fundamental and technical investment approach with a focus on discretionary portfolio management across a range of asset classes.
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