Alpha Strategies Investment Consulting
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Alpha Strategies Investment Consulting serves institutional investors, family offices and select ultra‑high‑net‑worth individuals by providing investment consulting, manager selection, due diligence and discretionary investment management to private pooled vehicles. The firm also offers litigation support and expert‑witness services and advises prospective fund managers on strategy, fund setup and execution.
The firm applies a post‑modern portfolio theory framework that blends traditional and alternative asset classes, emphasizes thorough qualitative and quantitative due diligence, and uses manager blending and regular rebalancing to seek downside protection while capturing market exposures. Consulting engagements typically focus on asset allocation and manager selection for conservative, long‑term investors and may include customized reporting and tailored client restrictions.
Noteworthy aspects relative to many investment‑manager peers include that associated persons may act as registered representatives of unaffiliated broker‑dealers and receive placement fees or commissions when soliciting investments, and the firm routinely charges hourly or fixed fees for consulting and litigation support in addition to fund management arrangements. The brochure also discloses a typical account threshold of $25 million (subject to waiver) and reported no discretionary assets under management as of December 31, 2025, facts that prospective institutional or high‑net‑worth clients may weigh when assessing the firm’s scale and practices.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Wealth management
Private / alternative investments
Occupation focus
Founder/Business Owner
Executive
Fee options
Fixed consulting fees available based on estimated total hours
$100,000,000 - $250,000,000: 1.0% $250,000,001 - $500,000,000: 0.75% $500,000,001+: 0.50%
Sr. Consultant - $650/hour; Consultant - $500/hour; Analyst - $250/hour
Account minimum: $25,000,000 Fee-only: Investment Consulting Sr. Consultant - $650/hour; Consultant - $500/hour; Analyst - $250/hour; Litigation Support Sr. Consultant - $650/hour; Consultant - $500/hour; Analyst - $250/hour; Trial Preparation Sr. Consultant - $500/hour; Consultant - $350/hour; Analyst - $250/hour; Retainer Fee $4,000 (8 hours)
Main office location
Alpha Strategies Investment Consulting
Ladera Ranch CA, United States
Number of offices
1
Most active in
Alpha Strategies Investment Consulting has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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