Novato, CA Ignacio Blvd Office

Alpha Wealth Management and Planning serves individuals (including high net worth clients), pension and profit-sharing plans, charitable organizations, and businesses. The firm offers discretionary and non-discretionary investment management, financial planning and consulting, and retirement plan consulting (including 3(21)/3(38) services), along with specialized advisory work such as stock option analysis, corporate structure guidance, corporate and personal tax planning, and cost segregation studies.

Its investment approach is primarily long-term but incorporates fundamental, technical, cyclical and charting analysis to build diversified portfolios of exchange-traded securities, mutual funds and individual equities; accounts are reviewed at least quarterly and rebalanced as needed. The firm also uses an order management system to implement tax-efficient asset location and opportunistic rebalancing for held-away accounts (for example, 401(k)s and HSAs) and offers managed account options such as an SEI program.

Alpha Wealth Management and Planning is a mid-size team (six advisors) managing approximately $319.6 million for about 473 clients and, unusually for firms in this cohort, sponsors its own wrap fee program with distinct technical (PPG) and fundamental (MPT) platform tracks. Advisors are separately registered with LPL Financial and hold insurance licenses, which provides the firm access to custodial and technology platforms but also represents potential conflicts of interest the firm discloses and manages.