Davenport, IA Office

Team
Updated today
AlphaStar Capital Management logo

AlphaStar Capital Management

Multi-team

Firm-wide stats for AlphaStar Capital Management

Total advisors

158

Across 102 offices

Clients per advisor

54 Typical

Avg AUM per client

$263,916 Very Low

HNW client ratio

5% Very Low

About

Alphastar Capital Management serves a mix of individual clients (including high‑net‑worth individuals), corporate and business clients, and retirement plans, offering discretionary investment management, financial planning, participant account management for 401(k) and pension plans, and subadvisory services to other registered investment advisers. The firm operates at enterprise scale, reporting roughly 135 advisors, about $2.5 billion in assets under management, over 8,400 client relationships, and an extensive office footprint.

Investment implementation is through firm-designed Alphastar Model Portfolios and advisor‑directed models that use strategic (target allocations and rebalancing) and tactical (momentum and fundamentals) approaches, and may include equities, ETFs, mutual funds, structured notes, private placements and fee‑based annuities. Alphastar commonly employs unaffiliated subadvisers and underlying funds, and uses third‑party portfolio construction technology — including tax‑aware optimization and custom indexing tools — while offering ERISA-related plan services (including potential 3(38) discretionary and 3(21) co‑fiduciary roles).

Distinctive features disclosed in the brochure include the firm’s provision of subadvisory and promoter/referral arrangements to unaffiliated investment advisers, a practice noted as relatively uncommon for enterprise peers and explicitly described along with related referral fees. The firm also discloses a formal minimum cash‑position policy (generally at least 0.5% and 2% for accounts holding illiquid securities) and maintains common‑control relationships with affiliated wholesalers and insurance support entities (for example, Barnabas and Financial Independence Group), which are disclosed as potential conflicts of interest.

Based on AlphaStar Capital Management

Expertise

Tax-loss harvesting Active portfolio management Passive / index investing Private / alternative investments

Based on AlphaStar Capital Management

Occupation focus

Founder/Business Owner Retired

Based on AlphaStar Capital Management

Location

2210 E. 52nd Street

Davenport IA 52807

Advisors at this office

5

Advisors at this office

user avatar

Amanda S

Series 65

Davenport, IA

AlphaStar Capital Management

Amanda Schotz is a financial advisor at AlphaStar Capital Management with a Series 65 designation and approximately one year of industry experience. Prior to joining AlphaStar, she worked at The Advisory Group, Inc. and has experience in educational and child development organizations. AlphaStar Capital Management serves individual, corporate, and retirement plan clients, offering discretionary investment management, financial planning, and subadvisory services. The firm employs model portfolios and a combination of strategic and tactical investment approaches, managing about $2.5 billion in assets across more than 8,400 client relationships.

Tax-loss harvesting Active portfolio management Passive / index investing Private / alternative investments Founder/Business Owner Retired
user avatar

Brian N

Series 63, Series 65

Davenport, IA

AlphaStar Capital Management

Brian Nauman is a financial advisor with AlphaStar Capital Management in Davenport, IA, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. His prior roles include positions at PlanMember Securities Corporation, Parkland Securities, LLC, and The Advisory Group, Inc. He is also involved with TAG Team, LLC, a business he has been associated with since 2010. AlphaStar Capital Management manages approximately $1.84 billion for a diverse client base, including individuals, trusts, and pension plans. The firm offers discretionary and non-discretionary portfolio management, financial planning, and retirement plan consulting, employing a combination of strategic asset allocation and quantitative tactical approaches.

Tax-loss harvesting Active portfolio management Passive / index investing Private / alternative investments Founder/Business Owner Retired
user avatar

Lucas D

Series 63, Series 65

Davenport, IA

AlphaStar Capital Management

Lucas Dengler is a financial advisor with AlphaStar Capital Management in Davenport, IA, holding Series 63 and Series 65 credentials and five years of industry experience. His prior roles include positions at PlanMember Securities Corporation, The Advisory Group, Inc., and Modern Woodmen of America. He also has experience as a registered representative and insurance agent with affiliated firms. AlphaStar Capital Management manages approximately $1.84 billion for a diverse client base including individuals, trusts, small businesses, and other investment advisers. The firm employs both predefined model portfolios and customized strategies using strategic asset allocation combined with quantitative and momentum-based analysis.

Tax-loss harvesting Active portfolio management Passive / index investing Private / alternative investments Founder/Business Owner Retired
user avatar

Brett A

Series 66

Davenport, IA

AlphaStar Capital Management

Brett Anderson is a financial advisor at Alphastar Capital Management with five years of industry experience. He holds a Series 66 designation and has previously worked at firms including LPL Financial and The Advisory Group. Anderson is also associated with Oakwood Capital Securities and Alphastar Capital Management Quad Cities in roles involving insurance sales and brokerage services. Alphastar Capital Management serves individual, corporate, and retirement plan clients, providing discretionary investment management, financial planning, and subadvisory services. The firm employs both strategic and tactical investment approaches through model portfolios and advisor-directed models, managing approximately $2.5 billion in assets across more than 8,400 client relationships.

Tax-loss harvesting Active portfolio management Passive / index investing Private / alternative investments Founder/Business Owner Retired
user avatar

Bradley N

Series 65, Series 63

Davenport, IA

AlphaStar Capital Management

Bradley Nauman is a financial advisor at Alphastar Capital Management with six years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including The Advisory Group, Inc. and PlanMember Securities Corporation. His background also includes a seven-year tenure at the University of Nebraska - Lincoln. Alphastar Capital Management serves individual, corporate, and retirement plan clients through discretionary investment management, financial planning, and subadvisory services. The firm employs strategic and tactical investment approaches with a broad range of investment vehicles and uses third-party portfolio construction technology.

Tax-loss harvesting Active portfolio management Passive / index investing Private / alternative investments Founder/Business Owner Retired
View complete list of advisors at this office
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