A complete list of active advisors currently associated with Alphatheta Capital LLC

Warmer can help you find a great advisor at Alphatheta Capital LLC or one who fits your needs even better.

The firm provides discretionary portfolio management to a small number of individual and institutional clients and manages approximately $3.7 million in assets. It focuses on income-producing strategies and delivers ongoing portfolio oversight across diversified accounts. The firm’s investment approach combines quantitative models (including momentum and sentiment indicators) with fundamental and technical analysis to identify income and appreciation opportunities. Trading tools include equities for dividends, a variety of options strategies, bonds, pooled funds and, where appropriate, hedges, derivatives, leverage and margin, with gross and net exposures monitored continuously. Noteworthy for a solo independent adviser, the firm offers an optional performance-based compensation arrangement and uses independent custodial collection and verification for those fees. The principal’s long quantitative research background supports the use of proprietary and external models, side-by-side trade allocations, and the frequent use of complex instruments—features that distinguish it from many peers of similar size.

To learn more about the advisors currently working at Alphatheta Capital LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name	Location	Years of experience
Martin Herzberg	Lawrence, NY	1

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