Alsworth Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$102,984,064
Clients
172
Advisors
1
of 8 employees
About
Alsworth Capital Management (ACM) provides discretionary investment management to individuals, high‑net‑worth clients, trusts, estates, charitable organizations, corporations and retirement plans and generally charges percentage‑of‑AUM advisory fees. The firm also offers retirement plan advisory services (including ERISA 3(38) services) and, per its March 30, 2026 amendment, no longer offers standalone financial planning.
ACM’s investment approach is primarily long‑term and value‑oriented, relying on fundamental analysis and strategic asset allocations that may be tactically adjusted when the firm identifies valuation discrepancies. Portfolios are typically constructed with diversified mutual funds and ETFs but may include individual stocks, bonds and options, and the firm reports managing all client assets on a discretionary basis.
Distinctive features include $116.7 million in discretionary AUM and operation as a small advisory organization that generally enforces a $500,000 relationship minimum (and a $2,000,000 minimum for retirement plan clients), amounts the firm may waive at its discretion. The firm also offers ancillary services that are less common for peers — including tax preparation for some clients and insurance product recommendations through licensed advisory persons who may earn commissions — and maintains an institutional relationship with Schwab Advisor Services from which it receives economic benefits.
Client services
Expertise
Fee options
$0 - $2,000,000: 1.00% annually Over $2,000,000+: 0.50% annually
Account minimum: $500,000 Fee-only: Investment management fees based on assets under management as detailed in fee tiers; Retirement plan advisory fees 0.50% annually; Fees may be negotiable.
Main office
4 West Market Street
Corning NY 14830
Advisors at this office
1
Most active in
Florida · New York · Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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