Alta Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm serves individual investors (including high-net-worth clients), families, trusts, limited partnerships, charitable institutions, and corporate retirement plans, offering investment management as its primary service and occasional financial planning at no additional charge. Services include customized investment policy development, ongoing supervision, tax-related management and reporting, periodic rebalancing, and regular performance reporting and market commentary.
Investment decisions are implemented through an asset-allocation framework that favors low-cost no-load mutual funds and exchange-traded funds, with selective use of individual stocks, options and alternative investments; most accounts are managed on a discretionary basis and are reviewed on a daily, semi‑annual and annual schedule. The firm also provides portfolio management for pooled vehicles and employer-sponsored retirement plan participants, and acts as manager for closed investment vehicles disclosed in the brochure.
Compared with typical solo independent advisers, the firm’s principal holds real estate broker, insurance and mortgage licenses and may be compensated for real estate, mortgage and insurance transactions, and the firm provides related commercial real estate and management-consulting services. The combination of solo RIA operations with active fund management, institutional/pension plan work, and other licensed activities (insurance and real estate) is an atypical mix for a firm of this size.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000 - $3,000,000: 0.75% annually $3,000,000+: 0.50% annually
Account minimum: $1,000,000 Minimum fee: $10,000 annual minimum fee, negotiable for clients with less than $1 million under management Fee-only: Advisory fees only, no commissions or performance-based fees
Main office
452 Salmar Ave
Campbell CA 95008
Advisors at this office
1
Most active in
California · Nevada · New York · Texas
Also doing business as
Alta Financial Group · Baymd, LLC · Baymd, LLC Dba Alta Financial Group · Brown Hamilton · Brown Hamilton Real Estate Services · Sofara, Inc · Star Capital Managment · Star LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
Forms ADV
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