Altamira Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Altamira Financial Group advises individuals (including high-net-worth clients), employer-sponsored retirement plans, trusts, foundations, and other institutional clients, providing discretionary and non-discretionary portfolio management, financial planning, consulting, and retirement-plan advisory services. The firm also arranges access to third-party investment managers and participates in several LPL-sponsored advisory programs for implementation.
The firm’s investment process emphasizes tailored client profiles and goal-based asset allocation, combining macroeconomic themes with fundamental and technical analysis to construct diversified portfolios using equities, ETFs, mutual funds, and selected third-party managers. Altamira performs ongoing monitoring and periodic reviews, coordinates with clients’ other advisors (CPAs, estate attorneys, insurance brokers), and serves in ERISA fiduciary roles (including 3(21) and 3(38) plan services) when engaged by plan sponsors.
Notably, Altamira operates a firm-sponsored wrap fee program and provides introductions to third-party managers—an arrangement that is relatively uncommon among similar supported firms—and discloses related wrap and program materials in Appendix 1 of its brochure. The firm also blends retirement-plan fiduciary work, access to multiple LPL program platforms, and occasional recommendations of non-liquid alternative or private-business investments, which together distinguish its service mix for a three-advisor practice managing approximately $130 million.
Client services
Expertise
Occupation focus
Fee options
$0+: Up to 2.50% annually including any third party money manager fees and/or LPL Program fees $25,000 - $49,999: Minimum account size for Model Wealth Portfolios Program (MWP) $50,000 - $249,999: Minimum account size for Manager Access Select Program $250,000+: Minimum account size for Personal Wealth Portfolios Program (PWP)
Commissions on securities transactions through LPL Financial in registered representative capacity; insurance commissions for licensed insurance agents.
$200/hour for stand-alone financial planning and consulting services.
Account minimum: $25,000
Main office
1012 Marquez Place, Unit 204 A
Santa Fe NM 87505
Advisors at this office
3
Most active in
California · Colorado · New Mexico
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Kerry L
Series 63, Series 66
Santa Fe, NM
Altamira Financial Group, LLC
Kerry Lee is a financial advisor with Altamira Financial Group, LLC in Santa Fe, NM, holding Series 63 and Series 66 licenses and bringing 24 years of industry experience. His prior experience includes roles at Financial Partners, LLC and LPL Financial. Outside of his advisory work, he is involved in media production through KCK Productions. Altamira Financial Group serves individuals, employer-sponsored retirement plans, trusts, foundations, and other institutional clients, offering portfolio management, financial planning, and retirement-plan advisory services. The firm emphasizes tailored, goal-based asset allocation and combines macroeconomic themes with fundamental and technical analysis to construct diversified portfolios.
Gonzalo R
CFP®, Series 66
Santa Fe, NM
Altamira Financial Group, LLC
Gonzalo Rufatt is a CFP® with 21 years of industry experience, currently serving as an advisor at Altamira Financial Group, LLC since 2022. He previously worked at Financial Partners, LLC and LPL Financial, LLC. Altamira Financial Group provides portfolio management, financial planning, and retirement-plan advisory services to individuals, institutional clients, and trusts. The firm utilizes a goal-based investment approach that integrates macroeconomic themes and diversified asset allocation, coordinating with clients’ other advisors and offering ERISA fiduciary services.
David R
Series 63
Santa Fe, NM
Altamira Financial Group, LLC
David Risser is a financial advisor with Altamira Financial Group, LLC, holding a Series 63 designation and bringing 38 years of industry experience. He has worked at Altamira Financial Group since 2021 and has prior experience at Financial Partners, LLC and LPL Financial. Altamira Financial Group serves individuals, employer-sponsored retirement plans, trusts, foundations, and institutional clients, offering portfolio management, financial planning, and retirement-plan advisory services. The firm uses a goal-based, tailored investment process that incorporates macroeconomic analysis and diversified portfolio construction, while also providing fiduciary plan services and access to multiple advisory programs.
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